Leslie Apseloff

Current Employers

B.B. Graham & Company, Inc.

1700 W. Katella Ave., Orange, CA 92867 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2025-09-17
OH	RA	APPROVED	2025-09-03
GA	RA	APPROVED	2025-09-02
CO	RA	APPROVED	2025-08-29
CT	RA	APPROVED	2025-08-29
IL	RA	APPROVED	2025-08-29
KY	RA	APPROVED	2025-08-29
MD	RA	APPROVED	2025-08-29
MI	RA	APPROVED	2025-08-29
NJ	RA	APPROVED	2025-08-29
NY	RA	APPROVED	2025-08-29
PA	RA	APPROVED	2025-08-29
WI	RA	APPROVED	2025-08-29

FL RA
APPROVED

Since 2025-09-17
OH RA
APPROVED

Since 2025-09-03
GA RA
APPROVED

Since 2025-09-02
CO RA
APPROVED

Since 2025-08-29
CT RA
APPROVED

Since 2025-08-29
IL RA
APPROVED

Since 2025-08-29
KY RA
APPROVED

Since 2025-08-29
MD RA
APPROVED

Since 2025-08-29
MI RA
APPROVED

Since 2025-08-29
NJ RA
APPROVED

Since 2025-08-29
NY RA
APPROVED

Since 2025-08-29
PA RA
APPROVED

Since 2025-08-29
WI RA
APPROVED

Since 2025-08-29

Branch Locations

Roswell, GA • United States

1700 W. Katella Ave., Orange, CA 92867 • USA

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Planning Works	Atlanta	GA	02/2025	Present
Dlc	Atlanta	GA	11/2024	02/2025
Reston Equity Group	Atlanta	GA	01/2024	11/2024
Anchorage Capital Group	New York	NY	07/2022	08/2023
Ernst & Young	New York	NY	09/2019	07/2022
Pricewaterhousecoopers	New York	NY	09/2018	09/2019
University Of Georgia	Athens	GA	08/2013	05/2018
Unemployed	Altlanta	GA	05/2018	08/2018
Unemployed	Atlanta	GA	08/2023	01/2024

02/2025 → Present

Planning Works

Atlanta, GA
11/2024 → 02/2025

Dlc

Atlanta, GA
01/2024 → 11/2024

Reston Equity Group

Atlanta, GA
07/2022 → 08/2023

Anchorage Capital Group

New York, NY
09/2019 → 07/2022

Ernst & Young

New York, NY
09/2018 → 09/2019

Pricewaterhousecoopers

New York, NY
08/2013 → 05/2018

University Of Georgia

Athens, GA
05/2018 → 08/2018

Unemployed

Altlanta, GA
08/2023 → 01/2024

Unemployed

Atlanta, GA

Other Businesses

BUSINESS NAME: PLANNING WORKS, LTD. LLC; INVESTMENT-RELATED: YES; ADDRESS: 4962 BRYWILL CIRCLE, SARASOTA, FL 34234; NATURE OF BUSINESS: LLC FOR INVESTMENT SERVICES; POSITION/TITLE: PARTNER; START DATE: AUGUST 2025; HOURS PER MONTH: 160 (140 DURING SECURITIES TRADING HOURS); DUTIES: ASSESS AND MAINTAIN INVESTMENT CONSISTENT WITH CUSTOMER NEEDS INSURANCE AGENT; NOT INVESTMENT RELATED; 595 CREEKWOOD XING, ROSWELL, GA 30076; NATURE OF BUSINESS: INSURANCE SALES; POSITION: INSURANCE AGENT; START DATE: NOVEMBER 2025; HOURS PER MONTH: 1 (1 HOUR DURING SECURITIES TRADING HOURS) BNI RECORD BUSTERS; NOT INVESTMENT RELATED; 1818 CLUB, 6500 SUGARLOAF PKWY, DULUTH, GA 30097; NATURE: BUSINESS NETWORKING; POSITION: VICE PRESIDENT; START: 07/2026; 8 HOURS PER MONTH, 8 DURING SECURITIES TRADING HOURS; DUTIES: MEMBER AND MEETING ADMINISTRATION

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2025-08-28

S66 Uniform Combined State Law Examination

2025-08-28

Other Names

Leslie Violet Apseloff

View on SEC IAPD