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Matthew D Cole

Wells Fargo Clearing Services, LLC

Bonita Springs, FL

Naples, FL

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-03-06
  • FL RA
    APPROVED
    Since 2023-03-06

Branch Locations

9150 Bonita Beach Rd, Bonita Springs, FL 34135 • United States

9110 Strada Pl 3Rd Floor [F9-Rbo], Naples, FL 34108 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fifth Third Cincinnati OH 09/2009 03/2023
Fifth Third Securities Cincinnati OH 01/2011 03/2023
Wells Fargo Clearing Services, Llc Naples FL 03/2023 Present
  • 09/2009 → 03/2023
    Fifth Third
    Cincinnati, OH
  • 01/2011 → 03/2023
    Fifth Third Securities
    Cincinnati, OH
  • 03/2023 → Present
    Wells Fargo Clearing Services, Llc
    Naples, FL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-09-16
  • S66 Uniform Combined State Law Examination
    2005-09-16
Other Names
  • Matthew Douglas Cole
  • Matthew D. Cole

View on SEC IAPD

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