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Current Employers
Hennion & Walsh Asset Management, Inc.

2001 Route 46 Waterview Plaza, Parsippany, NJ 07054 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2026-06-03
IL RA APPROVED 2026-06-03
KS RA APPROVED 2026-06-03
NJ RA APPROVED 2026-02-03
  • CT RA
    APPROVED
    Since 2026-06-03
  • IL RA
    APPROVED
    Since 2026-06-03
  • KS RA
    APPROVED
    Since 2026-06-03
  • NJ RA
    APPROVED
    Since 2026-02-03

Branch Locations

777 Yamato Road, Boca Raton, FL 33431 • United States

2001 Route 46 Waterview Plaza, Parsippany, NJ 07054 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Garden State Securities, Inc. Red Bank NJ 05/2025 11/2025
The Screen Depot Boynton Beach FL 08/2022 03/2024
Florida Window And Door Lake Worth FL 01/2022 08/2022
Leaf Filter Fort Lauderdale FL 01/2021 12/2021
Ase Pompano Beach FL 12/2019 01/2021
Publix Boynton Beach FL 08/2019 12/2019
Columbia High School Columbia PA 05/2015 06/2019
Unemployed Boynton Beach FL 06/2019 08/2019
Unemployed Boynton Beach FL 12/2021 01/2022
Paradise Grills Boynton Beach FL 03/2024 09/2024
Unemployed Boynton Beach FL 09/2024 05/2025
Hennion & Walsh, Inc. Parsippany NJ 02/2026 Present
  • 05/2025 → 11/2025
    Garden State Securities, Inc.
    Red Bank, NJ
  • 08/2022 → 03/2024
    The Screen Depot
    Boynton Beach, FL
  • 01/2022 → 08/2022
    Florida Window And Door
    Lake Worth, FL
  • 01/2021 → 12/2021
    Leaf Filter
    Fort Lauderdale, FL
  • 12/2019 → 01/2021
    Ase
    Pompano Beach, FL
  • 08/2019 → 12/2019
    Publix
    Boynton Beach, FL
  • 05/2015 → 06/2019
    Columbia High School
    Columbia, PA
  • 06/2019 → 08/2019
    Unemployed
    Boynton Beach, FL
  • 12/2021 → 01/2022
    Unemployed
    Boynton Beach, FL
  • 03/2024 → 09/2024
    Paradise Grills
    Boynton Beach, FL
  • 09/2024 → 05/2025
    Unemployed
    Boynton Beach, FL
  • 02/2026 → Present
    Hennion & Walsh, Inc.
    Parsippany, NJ
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-09-12
  • S66 Uniform Combined State Law Examination
    2025-09-12

View on SEC IAPD

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