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Anthony Garcia

Nasdaq Dorsey Wright

Richmond, VA

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Current Employers
Nasdaq Dorsey Wright

3300 W Leigh Street, Richmond, VA 23230 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2026-02-26
  • VA RA
    APPROVED
    Since 2026-02-26

Branch Locations

3300 W Leigh Street, Richmond, VA 23230 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
General Conference Of Sda Adelphi MD 08/2023 01/2025
Moss Adams San Diego CA 06/2023 08/2023
At University, La Sierra University Riverside CA 05/2019 06/2023
In Highschool, Armona Union Academy Armona CA 07/2015 05/2019
Nasdaq Dorsey Wright Richmond VA 01/2025 Present
  • 08/2023 → 01/2025
    General Conference Of Sda
    Adelphi, MD
  • 06/2023 → 08/2023
    Moss Adams
    San Diego, CA
  • 05/2019 → 06/2023
    At University, La Sierra University
    Riverside, CA
  • 07/2015 → 05/2019
    In Highschool, Armona Union Academy
    Armona, CA
  • 01/2025 → Present
    Nasdaq Dorsey Wright
    Richmond, VA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-03-07
  • S65 Uniform Investment Adviser Law Examination
    2025-03-07

View on SEC IAPD

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Other Offices

TAYLOR HOFFMAN CAPITAL MANAGEMENT · RICHMOND, VA
WEALTHCARE CAPITAL MANAGEMENT LLC · RICHMOND, VA
WEST TOWER GROUP, LLC · RICHMOND, VA
WELLS FARGO CLEARING SERVICES, LLC · RICHMOND, VA
AMERIPRISE FINANCIAL SERVICES, LLC · RICHMOND, VA
WELLS FARGO CLEARING SERVICES, LLC · RICHMOND, VA
CETERA INVESTMENT ADVISERS LLC · RICHMOND, VA
UBS FINANCIAL SERVICES INC. · RICHMOND, VA

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