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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2025-10-27 |
Branch Locations
833 E. Michigan Street Suite 1100, Milwaukee, WI 53202 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets Llc | Milwaukee | WI | 01/2025 | Present |
| Overstocked Retail | Milwaukee | WI | 08/2023 | 01/2025 |
| Atec Spine | Willowbrook | IL | 06/2023 | 08/2023 |
| Marquette University | Milwaukee | WI | 08/2022 | 05/2023 |
| Aurora St Lukes | Milwaukee | WI | 03/2022 | 10/2022 |
| Roncalli High School | Manitowoc | WI | 08/2016 | 05/2020 |
| Marquette University | Milwaukee | WI | 08/2020 | 05/2024 |
| Waterfront Winebar | Manitowoc | WI | 05/2020 | 10/2022 |
(1) Overstocked Retail Is it not investment related 105 E Melvina St Milwaukee WI 53204 It is a construction/reselling company Warehouse Supervisor 08/2023 10-20 hours a month 0 I only work on the weekends My duties are organizing, cleaning, and preparing the warehouse for the upcoming week of business. Sometimes I will be working on the job site and helping with the construction aspect of it. (2) NAME OF ENTITY: Wisconsin Interscholastic Athletic Association ADDRESS: 5516 Vern Holmes Dr, Stevens Point, Wisconsin 54482 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Private Company START DATE: Dec 13, 2025 CAPACITY: Other DUTIES: Referee HOURS DEVOTED PER MONTH: 0 - 4 Hours HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 - 4 Hours
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-10-25 |
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