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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
DC RA APPROVED 2025-05-16
TX RA APPROVED 2025-05-08
MD RA APPROVED 2025-03-07
  • DC RA
    APPROVED
    Since 2025-05-16
  • TX RA
    APPROVED
    Since 2025-05-08
  • MD RA
    APPROVED
    Since 2025-03-07

Branch Locations

201 Pennsylvania Ave Se, Washington, DC 20003 • United States

465 M St Sw, Washington, DC 20024 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Bethesda MD 01/2025 Present
Unemployed Annandale VA 10/2023 01/2025
Bank Of America Falls Church VA 11/2021 10/2023
University Of South Carolina Columbia SC 08/2017 05/2021
Uni Of South Carolina Dodie Anderson Academic Enrichment Center Columbia SC 08/2020 05/2021
Suntory Pepsico Ho Chi Minh 06/2019 07/2019
Splashy Fish Llc Springfield VA 10/2021 11/2021
Unemployed Annandale VA 05/2021 10/2021
British Vietnamese International School (Bvis) Ho Chi Minh 01/2015 07/2017
Extended Travel Ho Chi Minh 11/2023 02/2024
Extended Travel Paris 04/2024 05/2024
Bank Of America, N.A. Bethesda MD 03/2025 Present
  • 01/2025 → Present
    Bethesda, MD
  • 10/2023 → 01/2025
    Unemployed
    Annandale, VA
  • 11/2021 → 10/2023
    Bank Of America
    Falls Church, VA
  • 08/2017 → 05/2021
    University Of South Carolina
    Columbia, SC
  • 08/2020 → 05/2021
    Uni Of South Carolina Dodie Anderson Academic Enrichment Center
    Columbia, SC
  • 06/2019 → 07/2019
    Suntory Pepsico
    Ho Chi Minh
  • 10/2021 → 11/2021
    Splashy Fish Llc
    Springfield, VA
  • 05/2021 → 10/2021
    Unemployed
    Annandale, VA
  • 01/2015 → 07/2017
    British Vietnamese International School (Bvis)
    Ho Chi Minh
  • 11/2023 → 02/2024
    Extended Travel
    Ho Chi Minh
  • 04/2024 → 05/2024
    Extended Travel
    Paris
  • 03/2025 → Present
    Bank Of America, N.A.
    Bethesda, MD
Other Businesses

I*: 2187290 - the name of the other business: Amazon Digital Services LLC - whether the business is investment-related: No - the address of the other business: Seattle, Washington, 98109 - title, or relationship with the other business: Independent Contractor - the start date of your relationship: 5 September 2024 - the approximate number of hours/month you devote to the other business: 0 - the number of hours you devote to the other business during securities trading hours: 0 - Describe your duties relating to the other business: I created and published coloring books through Amazon's Kindle Direct Publishing (KDP) platform, under "The Bunny Blossom Publishing". This process involved designing the content, formatting the book for publication, and uploading the digital files. Through Amazon's print-on-demand service, the book is produced and shipped directly to customers upon order. I earn royalties based on sales performance of the books, making this a Passive Income Stream that does not require ongoing work or dedicated hours. This is a print-on-demand service model where books are sold online, and royalties are earned per sale. I*: 2187293 - the name of the other business: Mercari, Inc - whether the business is investment-related: No - the address of the other business: Palo Alto, California, 94304 - the nature of the other business: Online resale of personal previously-owned items - title, or relationship with the other business: Independent Contractor - the start date of your relationship: 30 April 2021 - the approximate number of hours/month you devote to the other business: 0.5 hour/ month - the number of hours you devote to the other business during securities trading hours: 0 - Describe your duties relating to the other business: In my free time, I used Mercari to sell personal items I no longer needed, streamlining my belongings in the process. Operating under a nickname, with no visibility to my legal name. I posted items and managed sales through the platform. When an item was purchased, I used the prepaid shipping label provided by Mercari, packaged and shipped it to the buyer. Through this process, I earn money from each sale.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-04-15
  • S66 Uniform Combined State Law Examination
    2024-04-15

View on SEC IAPD

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