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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2025-05-27
TX RA APPROVED 2025-05-27
  • NJ RA
    APPROVED
    Since 2025-05-27
  • TX RA
    APPROVED
    Since 2025-05-27

Branch Locations

1100-1800 American Blvd Ci Client Services, Pennington, NJ 08534 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Pennington NJ 01/2025 Present
East Brunswick Public Schools East Brunswick NJ 01/2015 08/2019
Homegoods East Brunswick NJ 08/2019 05/2021
Andrew's Automotive Detailing Llc East Brunswick NJ 06/2021 01/2025
Hot Dress Llc Marlton NJ 07/2024 Present
Rutgers University - New Brunswick New Brunswick NJ 09/2020 05/2024
  • 01/2025 → Present
    Pennington, NJ
  • 01/2015 → 08/2019
    East Brunswick Public Schools
    East Brunswick, NJ
  • 08/2019 → 05/2021
    Homegoods
    East Brunswick, NJ
  • 06/2021 → 01/2025
    Andrew's Automotive Detailing Llc
    East Brunswick, NJ
  • 07/2024 → Present
    Hot Dress Llc
    Marlton, NJ
  • 09/2020 → 05/2024
    Rutgers University - New Brunswick
    New Brunswick, NJ
Other Businesses

I*: 2177284 Name of the other business: Hot Dress LLC Whether the business is investment-related: No Address of the other business: Marlton, NJ 08053 Nature of the other business: To write, record, and perform original music. Your position: Co-owner/musician Title, or relationship with the other business: Co-owner/musician Start date of your relationship: 01-Jul-2024 Approximate number of hours/month you devote to the other business: Around 40 hours per month. Number of hours you devote to the other business during securities trading hours: 0 Briefly describe your duties relating to the other business: Assist in writing, recording, and performing original music. I also lightly manage our finances. This only involves the small amount of money in our bank account. There are no investments besides purchasing equipment necessary for our business. This includes equipment to record music as well as make and sell merchandise.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-05-23
  • S66 Uniform Combined State Law Examination
    2025-05-23
Other Names
  • Max Fallon

View on SEC IAPD

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