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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NV | RA | APPROVED | 2016-01-04 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Las Vegas | NV | 12/2015 | Present |
1. 02/05/2016: Rock Hard Financial LLC - Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started 01/08/2016 - 30 Hours Per Month/0 Hours During Securities Trading - Commissions paid through LPL. 2. 06/13/2016: Hot Moon Financial - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 06/01/2016 - 160 Hours Per Month During Securities Trading - Investments, Financial Planning, Insurance, Budgeting. 3. 7/22/2020 - Rock Hard Financial LLC DBA Finances the Other "F" Word - Investment Related - 8253 Brilliant Pompon Place, Las Vegas, NV 89166 - Other-Podcast/Store - Podcast Host - Started 04/20/2019 - 10 Hours Per Month/0 Hours During Securities Trading. 4. 7/22/2020 - Rock Hard Financial LLC DBA Finances the Other "F" Word - Investment Related - 8253 Brilliant Pompon Place, Las Vegas, NV 89166 - Other-Author - Started 04/18/2019 - 1 Hour Per Month/0 Hours During Securities Trading. 5. 01/08/2024 - Vegas411.com - Writer - Reporter - Not Investment Related - Online - Start Date 12/18/2023 - 5 Hours Per Month/ 0 Hours During Trading 6. 08/27/2024 - Music Alliance - Other - Instructor - financial literacy instructor - Investment Related - Online - Start Date 05/02/2024 - 2 Hours Per Month/ 0 Hours During Trading 7. 11/04/2024 - Clark County Community College - Other - Teacher - Investment Related - At Reported Business Location(s) - Start Date 08/27/2024 - 5 Hours Per Month/ 0 Hours During Trading 8. 10/13/2025- Hot Moon Financial- Other - Financial Literacy Class- INV Related- At , Las Vegas, NV - 2 Hours Per Month
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-01-23 |
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