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Caleb Ray

Strategic Advisers LLC

Denver, CO

Greenwood Village, CO

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Current Employers
Strategic Advisers Llc

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2026-05-16
TX RA APPROVED 2026-05-16
  • CO RA
    APPROVED
    Since 2026-05-16
  • TX RA
    APPROVED
    Since 2026-05-16

Branch Locations

Denver, CO • United States

6501 S Fiddlers Green Circle Ste 300 - 600, Greenwood Village, CO 80111-5039 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Floor & Decor Littleton CO 10/2024 05/2025
Unemployed Boulder CO 08/2024 10/2024
Bj'S Restaurant & Brewhouse Boulder CO 07/2024 08/2024
Whole Foods Market Superior CO 07/2022 07/2024
Unemployed Boulder CO 08/2021 07/2022
Waterway Carwash Broomfield CO 03/2021 08/2021
King Soopers Boulder CO 01/2021 03/2021
Unemployed Boulder CO 08/2020 01/2021
Good Knight Roofing Littleton CO 05/2020 08/2020
Unemployed Littleton CO 01/2015 05/2020
Northwestern Mutual Englewood CO 05/2025 12/2025
Fidelity Investments Greenwood Village CO 02/2026 Present
Unemployed Littleton CO 12/2025 02/2026
  • 10/2024 → 05/2025
    Floor & Decor
    Littleton, CO
  • 08/2024 → 10/2024
    Unemployed
    Boulder, CO
  • 07/2024 → 08/2024
    Bj'S Restaurant & Brewhouse
    Boulder, CO
  • 07/2022 → 07/2024
    Whole Foods Market
    Superior, CO
  • 08/2021 → 07/2022
    Unemployed
    Boulder, CO
  • 03/2021 → 08/2021
    Waterway Carwash
    Broomfield, CO
  • 01/2021 → 03/2021
    King Soopers
    Boulder, CO
  • 08/2020 → 01/2021
    Unemployed
    Boulder, CO
  • 05/2020 → 08/2020
    Good Knight Roofing
    Littleton, CO
  • 01/2015 → 05/2020
    Unemployed
    Littleton, CO
  • 05/2025 → 12/2025
    Northwestern Mutual
    Englewood, CO
  • 02/2026 → Present
    Fidelity Investments
    Greenwood Village, CO
  • 12/2025 → 02/2026
    Unemployed
    Littleton, CO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-03-06
  • S66 Uniform Combined State Law Examination
    2026-03-06
Other Names
  • Caleb Andrew Ray
  • Caleb Ray

View on SEC IAPD

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