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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-04-06
CA RA APPROVED 2026-03-30
  • TX RA
    APPROVED
    Since 2026-04-06
  • CA RA
    APPROVED
    Since 2026-03-30

Branch Locations

5710 Cottle Rd, San Jose, CA 95123 • United States

4150 Monterey Hwy, San Jose, CA 95111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated San Jose CA 01/2026 Present
New York Life Insurance Company San Jose CA 03/2025 01/2026
Esperer Holdings Santa Barbara CA 11/2022 01/2025
Bristol Farms Santa Barbara CA 07/2022 11/2022
Metropolitan Theatres Santa Barbara CA 02/2022 08/2022
Mac Made Easy Lihue HI 03/2021 10/2021
Chicken In The Barrel Kapaa HI 04/2021 10/2021
Paris Baguette Cupertino CA 10/2019 03/2021
Kapaa High School Kapaa HI 01/2019 07/2019
De Anza College Cupertino CA 01/2021 05/2023
Ngo Thoi Nhiem High School Ho Chi Minh City 08/2016 12/2018
San Francisco State University San Francisco CA 08/2023 Present
Bank Of America, N.A San Jose CA 03/2026 Present
  • 01/2026 → Present
    San Jose, CA
  • 03/2025 → 01/2026
    New York Life Insurance Company
    San Jose, CA
  • 11/2022 → 01/2025
    Esperer Holdings
    Santa Barbara, CA
  • 07/2022 → 11/2022
    Bristol Farms
    Santa Barbara, CA
  • 02/2022 → 08/2022
    Metropolitan Theatres
    Santa Barbara, CA
  • 03/2021 → 10/2021
    Mac Made Easy
    Lihue, HI
  • 04/2021 → 10/2021
    Chicken In The Barrel
    Kapaa, HI
  • 10/2019 → 03/2021
    Paris Baguette
    Cupertino, CA
  • 01/2019 → 07/2019
    Kapaa High School
    Kapaa, HI
  • 01/2021 → 05/2023
    De Anza College
    Cupertino, CA
  • 08/2016 → 12/2018
    Ngo Thoi Nhiem High School
    Ho Chi Minh City
  • 08/2023 → Present
    San Francisco State University
    San Francisco, CA
  • 03/2026 → Present
    Bank Of America, N.A
    San Jose, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-03-30
  • S66 Uniform Combined State Law Examination
    2026-03-30
Other Names
  • Quyen Tran Dan Nguyen

View on SEC IAPD

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