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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-09-02
  • CA RA
    APPROVED
    Since 2025-09-02

Branch Locations

3333 Michelson Drive Suite 820, Irvine, CA 92612 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Enterprise Phoenix AZ 01/2025 Present
American Senior Benefits Scottsdale AZ 01/2021 01/2025
Chelsea School District Chelsea MI 01/2014 01/2021
  • 01/2025 → Present
    Lpl Enterprise
    Phoenix, AZ
  • 01/2021 → 01/2025
    American Senior Benefits
    Scottsdale, AZ
  • 01/2014 → 01/2021
    Chelsea School District
    Chelsea, MI
Other Businesses

1) 07/20/2026-Retirement Center-Owner-DBA for LPL Business (entity for LPL business)-Inv related-At reported business location(s)-Start date 07/13/2026-10hrs/mth-0hrs/mth during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-08-30
  • S66 Uniform Combined State Law Examination
    2025-08-30

View on SEC IAPD

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