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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-08-24
NJ RA APPROVED 2026-05-28
NY RA APPROVED 2026-05-28
  • TX RA
    APPROVED
    Since 2026-08-24
  • NJ RA
    APPROVED
    Since 2026-05-28
  • NY RA
    APPROVED
    Since 2026-05-28

Branch Locations

2500 Westchester Ave Stes 201 & 203, Purchase, NY 10577 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc ( Purchase NY 05/2025 Present
Morgan Stanley Purchase NY 02/2025 05/2026
Sumitomo Mitsui Banking Corporation White Plains NY 06/2024 08/2024
Ernst & Young Iselin NJ 03/2023 03/2024
Health And Wellness Partners Upper Saddle River NJ 10/2022 03/2023
Ramapo College Of New Jersey Mahwah NJ 01/2022 10/2022
Whole Foods Closter NJ 12/2021 12/2021
Excel Physical Therapy Cresskill NJ 08/2021 11/2021
Grant Street Cafe Dumont NJ 06/2021 08/2021
Dumont Recreation Dumont NJ 06/2019 08/2019
Ramapo College Of New Jersey Mahwah NJ 09/2024 12/2024
Dumont High School Dumont NJ 08/2017 06/2021
Charles A. Selzer School Dumont NJ 08/2014 06/2017
  • 05/2025 → Present
    Wells Fargo Clearing Services, Llc (
    Purchase, NY
  • 02/2025 → 05/2026
    Purchase, NY
  • 06/2024 → 08/2024
    Sumitomo Mitsui Banking Corporation
    White Plains, NY
  • 03/2023 → 03/2024
    Ernst & Young
    Iselin, NJ
  • 10/2022 → 03/2023
    Health And Wellness Partners
    Upper Saddle River, NJ
  • 01/2022 → 10/2022
    Ramapo College Of New Jersey
    Mahwah, NJ
  • 12/2021 → 12/2021
    Whole Foods
    Closter, NJ
  • 08/2021 → 11/2021
    Excel Physical Therapy
    Cresskill, NJ
  • 06/2021 → 08/2021
    Grant Street Cafe
    Dumont, NJ
  • 06/2019 → 08/2019
    Dumont Recreation
    Dumont, NJ
  • 09/2024 → 12/2024
    Ramapo College Of New Jersey
    Mahwah, NJ
  • 08/2017 → 06/2021
    Dumont High School
    Dumont, NJ
  • 08/2014 → 06/2017
    Charles A. Selzer School
    Dumont, NJ
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-01-21
  • S66 Uniform Combined State Law Examination
    2025-01-21

View on SEC IAPD

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