Henry Tobias

LPl Financial LLC

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Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2025-04-14

CA RA
APPROVED

Since 2025-04-14

Branch Locations

La Jolla, CA • United States

4707 Executive Dr, San Diego, CA 92121-3091 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Summit High School	Bend	OR	08/2016	06/2020
Chapman University	Orange	CA	08/2020	05/2024
Sunriver Resort	Sunriver	OR	06/2024	09/2024
Brand Enhance Parking And Hospitality	Newport	CA	10/2024	02/2025
Lpl Financial	Santa Ana	CA	01/2025	04/2025
Lpl Financial Llc	San Diego	CA	04/2025	Present

08/2016 → 06/2020

Summit High School

Bend, OR
08/2020 → 05/2024

Chapman University

Orange, CA
06/2024 → 09/2024

Sunriver Resort

Sunriver, OR
10/2024 → 02/2025

Brand Enhance Parking And Hospitality

Newport, CA
01/2025 → 04/2025

Lpl Financial

Santa Ana, CA
04/2025 → Present

Lpl Financial Llc

San Diego, CA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2025-04-10

S66 Uniform Combined State Law Examination

2025-04-10

Other Names

Hank Tobias

View on SEC IAPD

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