Roman Ortega

Current Employers

Employment History

• 01/2025 → 02/2026
  First Command Advisory Services, Inc.
  Fort Worth, TX
• 04/2023 → 02/2024
  American Public Education Incorporated
  Charlestown, WV
• 06/2013 → 04/2023
  Lewis University
  Romeoville, IL
• 10/1998 → 12/2024
  United States Army
  Charlottesville, VA
• 02/2026 → 07/2026
  First Command Brokerage Services, Inc.
  Fort Worth, TX
• 02/2026 → Present
  First Command Advisory Services, Inc.
  Fort Worth, TX
• 02/2026 → 07/2026
  First Command Insurance Services, Inc.
  Fort Worth, TX
• 10/1998 → Present
  United States Army Reserve
  Washington D.C., DC
• 11/2017 → Present
  Patriotic Properties And Management Llc
  Plainfield, IL
• 02/2022 → Present
  Global Integrity Consulting
  Plainfield, IL
• 02/2024 → Present
  Roman Venture Capital Llc
  Plainfield, IL
• 07/2026 → Present
  Corrales & Company Llc
  Miami, FL
• 02/2024 → 01/2025
  Ingenuity Advising
  Chicago, IL

Previous Registrations

• 2026-02-17 → 2026-07-14
  First Command Advisory Services
  Fort Worth, TX

Other Businesses

(1) Name of the other business: Roman Venture Capital LLC Whether the business is investment-related: Yes Address of the other business: Plainfield, IL Nature of the other business: Owner/Sole/Partner Your position, title, or relationship with the other business: President/Owner The start date of your relationship: Feb 08, 2024 The approximate number of hours/month you devote to the other business: 1 to 5 The number of hours you devote to the other business during securities trading hours: None Briefly describe your duties relating to the other business: A venture capital company that focuses on my own personal investments into venture capital funds and start ups. (2) Name of the other business: United States Army Reserve Whether the business is investment-related: No Address of the other business: 1400 Defense Pentagon, Washington D.C., 20301 Nature of the other business: Military Your position, title, or relationship with the other business: Colonel The start date of your relationship: Oct 20, 1998 The approximate number of hours/month you devote to the other business: Over 40 The number of hours you devote to the other business during securities trading hours: None Briefly describe your duties relating to the other business: Military Reserve Officer (3) Name of the other business: Patriotic Properties and Management LLC Whether the business is investment-related: Yes Address of the other business: Plainfield, IL Nature of the other business: Real Estate/Rental Property Your position, title, or relationship with the other business: President The start date of your relationship: Nov 07, 2017 The approximate number of hours/month you devote to the other business: 1 to 5 The number of hours you devote to the other business during securities trading hours: None Briefly describe your duties relating to the other business: I am a part equity owner of a family-owned real estate company that owns multi-family apartments. (4) Name of the other business: Global Integrity Consulting Whether the business is investment-related: No Address of the other business: Plainfield, IL Nature of the other business: Education/Training Your position, title, or relationship with the other business: President/CEO The start date of your relationship: Feb 18, 2022 The approximate number of hours/month you devote to the other business: 1 to 5 The number of hours you devote to the other business during securities trading hours: None Briefly describe your duties relating to the other business: I own and run a small education consulting business from my 15 years working in Higher Education. (5) Angel Investor in Angel Investment Group of Angeles Investors and a Limited Partner in the Angeles Investors Venture Fund.

Exams

• S65 Uniform Investment Adviser Law Examination
  2026-02-14
• S63 Uniform Securities Agent State Law Examination
  2025-10-09

Other Names

• Roman Ortega