Carlos Daniel Perez

Advisors Asset Management, Inc.

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Current Employers

Advisors Asset Management, Inc.

18925 Base Camp Road Suite 203, Monument, CO 80132 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2025-11-17

TX RA
APPROVED

Since 2025-11-17

Branch Locations

28025 Ih-10 West, Boerne, TX 78006 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Advisors Asset Management, Inc	Monument	CO	01/2025	Present
Student	San Antonio	TX	07/2015	05/2018
Subway	San Antonio	TX	05/2018	06/2019
Starbucks	San Antonio	TX	07/2019	12/2024

01/2025 → Present

Advisors Asset Management, Inc

Monument, CO
07/2015 → 05/2018

Student

San Antonio, TX
05/2018 → 06/2019

Subway

San Antonio, TX
07/2019 → 12/2024

Starbucks

San Antonio, TX

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2025-11-14

S66 Uniform Combined State Law Examination

2025-11-14

View on SEC IAPD

More in Boerne, TX

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