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Current Employers
Advisors Asset Management, Inc.

18925 Base Camp Road Suite 203, Monument, CO 80132 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-06-25
  • NY RA
    APPROVED
    Since 2025-06-25

Branch Locations

48 South Service Rd Suite 210, Melville, NY 11747 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Advisors Asset Management, Inc Monument CO 01/2025 Present
Eze Castle Integration New York NY 08/2024 12/2024
Lazansky Estate Bethlehem PA 06/2017 08/2024
Pc Tech And Parts Tacoma WA 09/2023 01/2024
Marist College Poughkeepsie NY 08/2019 07/2024
La Salle College High School Wyndmoor PA 08/2015 05/2019
Iron Creek Nursery Pineville PA 06/2017 08/2017
  • 01/2025 → Present
    Monument, CO
  • 08/2024 → 12/2024
    Eze Castle Integration
    New York, NY
  • 06/2017 → 08/2024
    Lazansky Estate
    Bethlehem, PA
  • 09/2023 → 01/2024
    Pc Tech And Parts
    Tacoma, WA
  • 08/2019 → 07/2024
    Marist College
    Poughkeepsie, NY
  • 08/2015 → 05/2019
    La Salle College High School
    Wyndmoor, PA
  • 06/2017 → 08/2017
    Iron Creek Nursery
    Pineville, PA
Other Businesses

Name: Franz & Kurt LLC title: Owner Start: 3/17/2026 time: 2 hours a week, Building different websites. The main website displays all the deals and discounts that a college student can get by signing up wit their .edu email address. Revenue would be generated by affiliate links. Not securities investment related

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-06-24
  • S66 Uniform Combined State Law Examination
    2025-06-24

View on SEC IAPD

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