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Kathryn Stegmann

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Vienna, VA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2013-03-20
VA RA APPROVED 2012-05-08
  • TX RA
    APPROVED
    Since 2013-03-20
  • VA RA
    APPROVED
    Since 2012-05-08

Branch Locations

8075 Leesburg Pike, Vienna, VA 22182 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Vienna VA 03/2007 Present
Bank Of America, N.A. Vienna VA 06/2015 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-05-07
  • S66 Uniform Combined State Law Examination
    2012-05-07
Other Names
  • Kathryn Frances Rose
  • Kathryn Rose

View on SEC IAPD

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Other Offices

OSAIC WEALTH, INC. · VIENNA, VA
CAPITOL PRIVATE WEALTH GROUP LLC · VIENNA, VA
AMERIPRISE FINANCIAL SERVICES, LLC · VIENNA, VA
PNC WEALTH MANAGEMENT LLC · VIENNA, VA
RETIREMENT RESEARCHER, LLC · TYSONS, VA
MCLEAN ASSET MANAGEMENT CORP. · TYSONS, VA
KIRK CAPITAL ADVISORS LLC · VIENNA, VA
ATEGRA CAPITAL MANAGEMENT, LLC · VIENNA, VA

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