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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2014-09-26
PA RA APPROVED 2011-06-23
  • TX RA
    APPROVED_RES
    Since 2014-09-26
  • PA RA
    APPROVED
    Since 2011-06-23

Branch Locations

510 Cranberry St, Erie, PA 16507 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Erie PA 05/2011 Present
Bank Of America, N.A. Erie PA 06/2011 Present
Previous Registrations
Other Businesses

I*496225 For profit or not for profit: Name of outside business organization: Robert Cacchione Investment related: N Address of business: Erie, Pennsylvania 16505 Nature of business: , Position, title, association: Co-Owner, Start date of relationship: 2/24/2023 Number of hours devoted: 1 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: rental property

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-02-16
S63 Uniform Securities Agent State Law Examination 2009-06-15
  • S66 Uniform Combined State Law Examination
    2010-02-16
  • S63 Uniform Securities Agent State Law Examination
    2009-06-15

View on SEC IAPD

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