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Katherine Beth Scott

Waverly Advisors, LLC

Chicago, IL

Birmingham, AL

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Current Employers
Waverly Advisors, Llc

600 University Park Place Suite 501, Birmingham, AL 35209 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2025-11-14
  • IL RA
    APPROVED
    Since 2025-11-14

Branch Locations

156 N. Jefferson Street Suite 300, Chicago, IL 60661 • United States

600 University Park Place Suite 501, Birmingham, AL 35209 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wheaton College Wheaton IL 08/2018 05/2022
Promus Capital, Llc Chicago IL 06/2022 12/2024
Cornerstone Christian Academy Bloomington IL 08/2014 05/2018
Promus Capital, Llc Chicago IL 01/2025 12/2025
Waverly Advisors, Llc Birmingham AL 11/2025 Present
  • 08/2018 → 05/2022
    Wheaton College
    Wheaton, IL
  • 06/2022 → 12/2024
    Promus Capital, Llc
    Chicago, IL
  • 08/2014 → 05/2018
    Cornerstone Christian Academy
    Bloomington, IL
  • 01/2025 → 12/2025
    Promus Capital, Llc
    Chicago, IL
  • 11/2025 → Present
    Waverly Advisors, Llc
    Birmingham, AL
Previous Registrations
  • 2025-03-08 → 2025-12-12
    Promus Capital, Llc
    Chicago, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-03-07
  • S65 Uniform Investment Adviser Law Examination
    2025-03-07
Other Names
  • Katie Scott

View on SEC IAPD

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Other Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL
GUGGENHEIM INVESTMENTS · CHICAGO, IL
PEKIN HARDY STRAUSS, INC. · CHICAGO, IL
SPIDERROCK ADVISORS, LLC · CHICAGO, IL
PROSPECT PARTNERS ADVISORS LLC · CHICAGO, IL
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