Stephanie Luck Lum

Current Employers

Cls Financial Advisors, Inc.

9700 Sw Capitol Hwy Suite 285, Portland, OR 97219-5292 • United States

Current Registrations

Authority	Category	Status	Date
OR	RA	APPROVED	2025-01-16

OR RA
APPROVED

Since 2025-01-16

Branch Locations

Lake Oswego, OR • United States

9700 Sw Capitol Hwy Suite 285, Portland, OR 97219-5292 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Cls Financial Advisors, Inc.	Portland	OR	10/2008	Present

10/2008 → Present

Cls Financial Advisors, Inc.

Portland, OR

Other Businesses

(1.) NAME OF OBA: READING RESULTS; ADDRESS OF OBA: PORTLAND, OR 97232; NATURE: NON-PROFIT PROVIDING EARLY ELEMENTARY SCHOOL READING TUTORS TO SYSTEMICALLY EXCLUDED COMMUNITIES; INVESTMENT RELATED: NO; TITLE WITH OBA: TREASURER AND EXECUTIVE BOARD MEMBER; DUTIES: REVIEW FINANCIAL REPORTS, REVIEW AND SIGN ORGANIZATION'S TAX RETURNS; START DATE: 03/01/2020; APPROX. NUMBER OF HOURS/MONTH: 2; APPROX. NUMBER OF HOURS/MONTH DURING TRADING HOURS: 1; (2.) NAME OF OBA: SCHULTZ GROUP CPAs; ADDRESS OF OBA: PORTLAND, OR 97219; NATURE: TAX ACCOUNTANT; INVESTMENT RELATED: NO; TITLE WITH OBA: TAX PREPARER; DUTIES: PREPARE FEDERAL AND STATE TAX RETURNS; START DATE: 02/01/2021; APPROX. NUMBER OF HOURS/MONTH: 20 (FEB-APRIL); APPROX. NUMBER OF HOURS/MONTH DURING TRADING HOURS: 1

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2024-09-21

S65 Uniform Investment Adviser Law Examination

2024-09-21

Other Names

Stephanie Sue Luck

View on SEC IAPD