Harris Stone Pugh

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2026-05-06

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Florida Financial Advisors Llc Dba Texas Financial Advisors	Dallas	TX	01/2025	05/2025
Unemployed	Mobile	AL	05/2024	12/2024
University Of Alabama	Tuscaloosa	AL	08/2020	05/2024
Gulf Sales & Supply, Inc.	Mobile	AL	05/2023	08/2023
M&M Construction Materials	Mobile	AL	05/2022	08/2022
M&M Construction Materials	Mobile	AL	06/2021	08/2021
Unemployed	Mobile	AL	06/2020	07/2020
Ums-Wright Preparatory School	Mobile	AL	08/2016	05/2020
Tiaa	Frisco	TX	04/2026	Present
Tiaa-Cref Individual & Institutional Services, Llc	Frisco	TX	04/2026	Present
Fisher Investments	Plano	TX	09/2025	02/2026
Unemployed	Dallas	TX	05/2025	08/2025

01/2025 → 05/2025

Florida Financial Advisors Llc Dba Texas Financial Advisors

Dallas, TX
05/2024 → 12/2024

Unemployed

Mobile, AL
08/2020 → 05/2024

University Of Alabama

Tuscaloosa, AL
05/2023 → 08/2023

Gulf Sales & Supply, Inc.

Mobile, AL
05/2022 → 08/2022

M&M Construction Materials

Mobile, AL
06/2021 → 08/2021

M&M Construction Materials

Mobile, AL
06/2020 → 07/2020

Unemployed

Mobile, AL
08/2016 → 05/2020

Ums-Wright Preparatory School

Mobile, AL
04/2026 → Present

Tiaa

Frisco, TX
04/2026 → Present

Tiaa-Cref Individual & Institutional Services, Llc

Frisco, TX
09/2025 → 02/2026

Fisher Investments

Plano, TX
05/2025 → 08/2025

Unemployed

Dallas, TX

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2026-06-25
S65	Uniform Investment Adviser Law Examination	2024-12-02