Alan Smith

Current Employers

Florida Financial Advisors, Llc

6550 W Hillsborough Avenue Suite 130, Tampa, FL 33634 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2025-07-30
FL	RA	APPROVED	2025-01-16
SC	RA	APPROVED	2025-01-14

TX RA
APPROVED

Since 2025-07-30
FL RA
APPROVED

Since 2025-01-16
SC RA
APPROVED

Since 2025-01-14

Branch Locations

4969 Centre Point Drive Suite 201, North Charleston, SC 29418 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Florida Financial Advisors Dba Tristate Financial Advisors	Mount Pleasant	SC	01/2025	Present
Kiawah Island Club	Johns Island	SC	05/2023	Present
Coastal Comfort Property Management	Charleston	SC	07/2024	Present
Charleston Southern University	Charleston	SC	08/2018	05/2022
High Point University	High Point	NC	08/2022	05/2023
Hilton Head Preparatory School	Hilton Head Island	SC	08/2014	05/2018
Trinity Wealth Securities, Llc	Mount Pleasant	SC	05/2025	Present

01/2025 → Present

Florida Financial Advisors Dba Tristate Financial Advisors

Mount Pleasant, SC
05/2023 → Present

Kiawah Island Club

Johns Island, SC
07/2024 → Present

Coastal Comfort Property Management

Charleston, SC
08/2018 → 05/2022

Charleston Southern University

Charleston, SC
08/2022 → 05/2023

High Point University

High Point, NC
08/2014 → 05/2018

Hilton Head Preparatory School

Hilton Head Island, SC
05/2025 → Present

Trinity Wealth Securities, Llc

Mount Pleasant, SC

Other Businesses

Trinity Wealth Securities, LLC. Investment Related. 4969 Centre Pointe Drive, Suite 201 North Charleston, SC 29418. Nature of Business: Securities Sales. Position: Registered Representative. Start Date: 05/2025. Hours per Month: 160. Hours per Month During Trading Hours: 160. Investment Related Activities. Florida Financial Advisors (DBA Tristate Financial Advisors). Investment Related. 4969 Centre Pointe Drive, Suite 201 North Charleston, SC 29418. Nature of Business: RIA. Position: Financial Consultant. Start Date: 01/2025. Hours per Month: 160. Hours per Month During Trading Hours: 160. Investment Related Activities. Florida Financial Insurance, LLC (DBA Tristate Financial Advisors). Investment-Related. 4969 Centre Pointe Drive, Suite 201 North Charleston, SC 29418. Nature of Business: Insurance. Position: Independent Contractor. 01/2025. 10 hours per month during trading hours (approx.). Insurance producer involved in consumer sales Coastal Comfort Property Management. Not Investment Related. Charleston, SC 29414. Nature of Business: Property Management. Position: Owner, Head of Operations. Start Date: 07/2024. Hours per Month: 1. Hours per Month During Trading Hours: 0. Non Investment Related Activities. Kiawah Island Club. Not Investment Related. Johns Island, SC 29455. Nature of Business: Service, Hospitality. Position: Golf Services. Start Date: 05/2023. Hours per Month: 16. Hours per Month During Trading Hours: 0. Non Investment Related Activities.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2025-05-12
S65	Uniform Investment Adviser Law Examination	2024-12-30

S63 Uniform Securities Agent State Law Examination

2025-05-12
S65 Uniform Investment Adviser Law Examination

2024-12-30