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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-01-13 |
| CA | RA | APPROVED | 2025-11-17 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mml Investors Services, Llc | Alhambra | CA | 01/2025 | 09/2025 |
| Massmutual Life Insurance Co | Alhambra | CA | 01/2025 | 09/2025 |
| Western Asset Management | Pasadena | CA | 06/2022 | 08/2022 |
| School | Los Angeles | CA | 06/2014 | 06/2020 |
| Yale | New Haven | CT | 08/2020 | 05/2024 |
| Hlab | Ehime | 06/2024 | 10/2024 | |
| Unemployed | Los Angeles | CA | 10/2024 | 11/2024 |
| Woodcraft Rangers | Rosemead | CA | 11/2024 | 02/2025 |
| Vacation | Los Angeles | CA | 07/2020 | 08/2020 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Los Angeles | CA | 10/2025 | Present |
| High Impact Education | Los Angeles | CA | 08/2025 | Present |
| Southeast Community Foundation | Los Angeles | CA | 02/2025 | 04/2025 |
| Bank Of America, N.A. | Los Angeles | CA | 01/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-06-20 |
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