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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-07-09
NJ RA APPROVED 2026-06-09
  • TX RA
    APPROVED
    Since 2026-07-09
  • NJ RA
    APPROVED
    Since 2026-06-09

Branch Locations

1 Deforest Ave, Summit, NJ 07901 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Summit NJ 05/2026 Present
Ubs Financial Services, Inc Weehawken NJ 12/2024 05/2026
University Of Maryland Men's Basketball College Park MD 06/2022 05/2024
Rumson Country Club Rumson NJ 04/2016 10/2024
Rumson Country Club Rumson NJ 09/2019 10/2021
University Of Maryland College Park MD 09/2020 05/2024
Rumson Fair Haven Regional High School Rumson NJ 09/2015 06/2020
  • 05/2026 → Present
    Summit, NJ
  • 12/2024 → 05/2026
    Weehawken, NJ
  • 06/2022 → 05/2024
    University Of Maryland Men's Basketball
    College Park, MD
  • 04/2016 → 10/2024
    Rumson Country Club
    Rumson, NJ
  • 09/2019 → 10/2021
    Rumson Country Club
    Rumson, NJ
  • 09/2020 → 05/2024
    University Of Maryland
    College Park, MD
  • 09/2015 → 06/2020
    Rumson Fair Haven Regional High School
    Rumson, NJ
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-10-02
  • S66 Uniform Combined State Law Examination
    2024-10-02
Other Names
  • Jack Frederichs Carroll
  • Jack Carroll

View on SEC IAPD

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