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Vallerie Diaz

Jefferies Investment Advisers LLC

Bethpage, NY

New York, NY

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Current Employers
Jefferies Investment Advisers Llc

520 Madison Avenue, New York, NY 10022 • United States

Current Registrations

AuthorityCategoryStatusDate
DC RA APPROVED 2026-03-20
VI RA APPROVED 2026-02-04
ND RA APPROVED 2026-01-15
FL RA APPROVED 2026-01-07
MA RA APPROVED 2026-01-02
AZ RA APPROVED 2025-12-19
GA RA APPROVED 2025-12-18
WV RA APPROVED 2025-12-17
NJ RA APPROVED 2025-12-16
NM RA APPROVED 2025-12-16
UT RA APPROVED 2025-12-16
AL RA APPROVED 2025-12-15
AK RA APPROVED 2025-12-15
AR RA APPROVED 2025-12-15
CA RA APPROVED 2025-12-15
CO RA APPROVED 2025-12-15
CT RA APPROVED 2025-12-15
DE RA APPROVED 2025-12-15
HI RA APPROVED 2025-12-15
ID RA APPROVED 2025-12-15
IL RA APPROVED 2025-12-15
IN RA APPROVED 2025-12-15
IA RA APPROVED 2025-12-15
KS RA APPROVED 2025-12-15
KY RA APPROVED 2025-12-15
LA RA APPROVED 2025-12-15
ME RA APPROVED 2025-12-15
MD RA APPROVED 2025-12-15
MI RA APPROVED 2025-12-15
MN RA APPROVED 2025-12-15
MS RA APPROVED 2025-12-15
MO RA APPROVED 2025-12-15
MT RA APPROVED 2025-12-15
NE RA APPROVED 2025-12-15
NV RA APPROVED 2025-12-15
NH RA APPROVED 2025-12-15
NY RA APPROVED 2025-12-15
NC RA APPROVED 2025-12-15
OH RA APPROVED 2025-12-15
OK RA APPROVED 2025-12-15
OR RA APPROVED 2025-12-15
PA RA APPROVED 2025-12-15
PR RA APPROVED 2025-12-15
RI RA APPROVED 2025-12-15
SC RA APPROVED 2025-12-15
SD RA APPROVED 2025-12-15
TX RA APPROVED 2025-12-15
VT RA APPROVED 2025-12-15
VA RA APPROVED 2025-12-15
WA RA APPROVED 2025-12-15
WI RA APPROVED 2025-12-15
WY RA APPROVED 2025-12-15
  • DC RA
    APPROVED
    Since 2026-03-20
  • VI RA
    APPROVED
    Since 2026-02-04
  • ND RA
    APPROVED
    Since 2026-01-15
  • FL RA
    APPROVED
    Since 2026-01-07
  • MA RA
    APPROVED
    Since 2026-01-02
  • AZ RA
    APPROVED
    Since 2025-12-19
  • GA RA
    APPROVED
    Since 2025-12-18
  • WV RA
    APPROVED
    Since 2025-12-17
  • NJ RA
    APPROVED
    Since 2025-12-16
  • NM RA
    APPROVED
    Since 2025-12-16
  • UT RA
    APPROVED
    Since 2025-12-16
  • AL RA
    APPROVED
    Since 2025-12-15
  • AK RA
    APPROVED
    Since 2025-12-15
  • AR RA
    APPROVED
    Since 2025-12-15
  • CA RA
    APPROVED
    Since 2025-12-15
  • CO RA
    APPROVED
    Since 2025-12-15
  • CT RA
    APPROVED
    Since 2025-12-15
  • DE RA
    APPROVED
    Since 2025-12-15
  • HI RA
    APPROVED
    Since 2025-12-15
  • ID RA
    APPROVED
    Since 2025-12-15
  • IL RA
    APPROVED
    Since 2025-12-15
  • IN RA
    APPROVED
    Since 2025-12-15
  • IA RA
    APPROVED
    Since 2025-12-15
  • KS RA
    APPROVED
    Since 2025-12-15
  • KY RA
    APPROVED
    Since 2025-12-15
  • LA RA
    APPROVED
    Since 2025-12-15
  • ME RA
    APPROVED
    Since 2025-12-15
  • MD RA
    APPROVED
    Since 2025-12-15
  • MI RA
    APPROVED
    Since 2025-12-15
  • MN RA
    APPROVED
    Since 2025-12-15
  • MS RA
    APPROVED
    Since 2025-12-15
  • MO RA
    APPROVED
    Since 2025-12-15
  • MT RA
    APPROVED
    Since 2025-12-15
  • NE RA
    APPROVED
    Since 2025-12-15
  • NV RA
    APPROVED
    Since 2025-12-15
  • NH RA
    APPROVED
    Since 2025-12-15
  • NY RA
    APPROVED
    Since 2025-12-15
  • NC RA
    APPROVED
    Since 2025-12-15
  • OH RA
    APPROVED
    Since 2025-12-15
  • OK RA
    APPROVED
    Since 2025-12-15
  • OR RA
    APPROVED
    Since 2025-12-15
  • PA RA
    APPROVED
    Since 2025-12-15
  • PR RA
    APPROVED
    Since 2025-12-15
  • RI RA
    APPROVED
    Since 2025-12-15
  • SC RA
    APPROVED
    Since 2025-12-15
  • SD RA
    APPROVED
    Since 2025-12-15
  • TX RA
    APPROVED
    Since 2025-12-15
  • VT RA
    APPROVED
    Since 2025-12-15
  • VA RA
    APPROVED
    Since 2025-12-15
  • WA RA
    APPROVED
    Since 2025-12-15
  • WI RA
    APPROVED
    Since 2025-12-15
  • WY RA
    APPROVED
    Since 2025-12-15

Branch Locations

Bethpage, NY • United States

520 Madison Avenue, New York, NY 10022 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jefferies Llc New York NY 01/2025 Present
Maxwell Medical New York NY 06/2014 01/2025
Jefferies Investment Advisers Llc New York NY 01/2025 Present
Other Businesses

1.) P.S. 129 Patricia Larkin; No; 128-02 7th Ave, College Point, NY 11356; Fundraisers, organization meetings, school events; Co-President of PTA; 9/1/2026; 5h; 1-2h; Coordinate budget for children's activities, coordinate school events, school updates, announcements, host meetings

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-12-15
  • S66 Uniform Combined State Law Examination
    2025-12-15

View on SEC IAPD

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