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5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-10-04 |
| NC | RA | APPROVED | 2017-08-04 |
Branch Locations
1720 Avent Ferry Road, Holly Springs, NC 27540 • United States
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hornor Townsend & Kent Inc | Horsham | PA | 02/2009 | 08/2017 |
| Penn Mutual Life Ins Co | Horsham | PA | 02/2009 | 08/2017 |
| Kestra Investment Services, Llc | Holly Springs | NC | 08/2017 | Present |
| Kestra Advisory Services, Llc | Holly Springs | NC | 08/2017 | Present |
Name: The Family Farm on Avent Ferry Investment Related: No Address: 1719 Avent Ferry Road Holly Springs NC 27540 Nature of Business: Other Other/None of the Above rental of facilities for various events. Pumpkin and Christmas tree sales. Raising and sales of cattle. Position, Title or Relationship: Partner and operator Start Date: 8/4/2017 Hours per month: 11% - 20% (17 - 32 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Farm management Name: Kestra Advisory Services LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 | Austin, TX 78735 Austin TX 78735 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisory Representative Start Date: 8/4/2017 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: sales, service, planning and consulting. AVENT OAKS ASSET MANAGEMENT POSITION: Investment Advisory Representative and Agent NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 140 START DATE: 12/09/2021 ADDRESS: 4928 Linksland Drive, Suite 220, Holly Springs NC 27540, United States DESCRIPTION: Planning, sales and service of financial products to meet client's stated financial objectives. Name: KESTRA ADVISORY SERVICES LLC POSITION: Investment Advisory Representative NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 152 SECURITIES TRADING HOURS: 132 START DATE: 08/04/2017 ADDRESS: 5707 Southwest Parkway Building 2, Suite 400 | Austin, TX 78735, Austin TX 78735, United States DESCRIPTION: sales, service, planning and consulting. Name: AVENT OAKS ASSET MANAGEMENT POSITION: Registered Rep NATURE: Insurance INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 140 START DATE: 12/09/2021 ADDRESS: 1720 Avent Ferry Road, Holly Springs NC 27540, United States DESCRIPTION: Planning, sales and service of financial products to meet client's stated financial objectives.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-07-11 |
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