Best Investors Account Sign in
Current Employers
Kestra Advisory Services, Llc

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-10-04
NC RA APPROVED 2017-08-04
  • TX RA
    APPROVED_RES
    Since 2023-10-04
  • NC RA
    APPROVED
    Since 2017-08-04

Branch Locations

1720 Avent Ferry Road, Holly Springs, NC 27540 • United States

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hornor Townsend & Kent Inc Horsham PA 02/2009 08/2017
Penn Mutual Life Ins Co Horsham PA 02/2009 08/2017
Kestra Investment Services, Llc Holly Springs NC 08/2017 Present
Kestra Advisory Services, Llc Holly Springs NC 08/2017 Present
  • 02/2009 → 08/2017
    Hornor Townsend & Kent Inc
    Horsham, PA
  • 02/2009 → 08/2017
    Penn Mutual Life Ins Co
    Horsham, PA
  • 08/2017 → Present
    Kestra Investment Services, Llc
    Holly Springs, NC
  • 08/2017 → Present
    Holly Springs, NC
Previous Registrations
Other Businesses

Name: The Family Farm on Avent Ferry Investment Related: No Address: 1719 Avent Ferry Road Holly Springs NC 27540 Nature of Business: Other Other/None of the Above rental of facilities for various events. Pumpkin and Christmas tree sales. Raising and sales of cattle. Position, Title or Relationship: Partner and operator Start Date: 8/4/2017 Hours per month: 11% - 20% (17 - 32 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Farm management Name: Kestra Advisory Services LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 | Austin, TX 78735 Austin TX 78735 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisory Representative Start Date: 8/4/2017 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: sales, service, planning and consulting. AVENT OAKS ASSET MANAGEMENT POSITION: Investment Advisory Representative and Agent NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 140 START DATE: 12/09/2021 ADDRESS: 4928 Linksland Drive, Suite 220, Holly Springs NC 27540, United States DESCRIPTION: Planning, sales and service of financial products to meet client's stated financial objectives. Name: KESTRA ADVISORY SERVICES LLC POSITION: Investment Advisory Representative NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 152 SECURITIES TRADING HOURS: 132 START DATE: 08/04/2017 ADDRESS: 5707 Southwest Parkway Building 2, Suite 400 | Austin, TX 78735, Austin TX 78735, United States DESCRIPTION: sales, service, planning and consulting. Name: AVENT OAKS ASSET MANAGEMENT POSITION: Registered Rep NATURE: Insurance INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 140 START DATE: 12/09/2021 ADDRESS: 1720 Avent Ferry Road, Holly Springs NC 27540, United States DESCRIPTION: Planning, sales and service of financial products to meet client's stated financial objectives.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-07-11
  • S66 Uniform Combined State Law Examination
    2005-07-11

View on SEC IAPD

More in Holly Springs, NC

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor