Lewis Daniel Fichera

Current Employers

Florida Financial Advisors, Llc

6550 W Hillsborough Avenue Suite 130, Tampa, FL 33634 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2025-07-30
FL	RA	APPROVED	2024-12-19
SC	RA	APPROVED	2024-12-17

TX RA
APPROVED

Since 2025-07-30
FL RA
APPROVED

Since 2024-12-19
SC RA
APPROVED

Since 2024-12-17

Branch Locations

4969 Centre Point Drive Suite 201, North Charleston, SC 29418 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Florida Financial Advisers Dba Tristate Financial Advisers	Charleston	SC	12/2024	Present
Bigalora Wood Fired Cucina	Ann Arbor	MI	06/2021	10/2024
Eastern Michigan University	Ypsilanti	MI	09/2020	06/2024
Pioneer Highschool	Ann Arbor	MI	09/2016	06/2020
Tappan Middle School	Ann Arbor	MI	09/2012	06/2016
Trinity Wealth Securities, Llc	Charleston	SC	12/2025	Present

12/2024 → Present

Florida Financial Advisers Dba Tristate Financial Advisers

Charleston, SC
06/2021 → 10/2024

Bigalora Wood Fired Cucina

Ann Arbor, MI
09/2020 → 06/2024

Eastern Michigan University

Ypsilanti, MI
09/2016 → 06/2020

Pioneer Highschool

Ann Arbor, MI
09/2012 → 06/2016

Tappan Middle School

Ann Arbor, MI
12/2025 → Present

Trinity Wealth Securities, Llc

Charleston, SC

Other Businesses

Florida Financial Advisors (DBA Tristate Financial Advisors). Investment Related. 4969 Centre Pointe Drive, Suite 201 North Charleston, SC 29418. Nature of Business: RIA. Position: Financial Consultant. Start Date: 12/2024. Hours per Month: 160. Hours per Month During Trading Hours: 160. Investment Related Activities. Florida Financial Insurance, LLC (DBA Tristate Financial Advisors). Investment-Related. 4969 Centre Pointe Drive, Suite 201 North Charleston, SC 29418. Nature of Business: Insurance. Position: Independent Contractor. 12/2024. 10 hours per month during trading hours (approx.). Insurance producer involved in consumer sales Trinity Wealth Securities, LLC. Investment Related. 4969 Centre Pointe Drive, Suite 201 North Charleston, SC 29418. Nature of Business: Securities Sales. Position: Registered Representative. Start Date: 12/2025. Hours per Month: 160. Hours per Month During Trading Hours: 160. Investment Related Activities.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2025-12-12
S65	Uniform Investment Adviser Law Examination	2024-12-14

S63 Uniform Securities Agent State Law Examination

2025-12-12
S65 Uniform Investment Adviser Law Examination

2024-12-14

Other Names

Lewis Fichera

View on SEC IAPD