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Current Employers
Florida Financial Advisors, Llc

6550 W Hillsborough Avenue Suite 130, Tampa, FL 33634 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-10-07
SC RA APPROVED 2025-09-16
  • FL RA
    APPROVED
    Since 2025-10-07
  • SC RA
    APPROVED
    Since 2025-09-16

Branch Locations

4969 Centre Point Drive Suite 201, North Charleston, SC 29418 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Florida Financial Advisors Dba Tristate Financial Advisors Charleston SC 09/2025 Present
Carmel Private Wealth Advisors Carmel IN 01/2025 07/2025
Old Chicago Rockford Rockford IL 05/2024 08/2024
Tier One Valet Indianapolis IN 01/2023 06/2023
Butler University Indianapolis IN 08/2021 05/2025
Lexus Of Rockford Rockford IL 03/2018 08/2021
Amazon Rockford IL 05/2021 08/2021
Rockford Christian Highschool Rockford IL 08/2017 05/2021
Rockford Christian Middle School Rockford IL 08/2013 05/2017
Trinity Wealth Securities, Llc Charleston SC 01/2026 Present
  • 09/2025 → Present
    Florida Financial Advisors Dba Tristate Financial Advisors
    Charleston, SC
  • 01/2025 → 07/2025
    Carmel Private Wealth Advisors
    Carmel, IN
  • 05/2024 → 08/2024
    Old Chicago Rockford
    Rockford, IL
  • 01/2023 → 06/2023
    Tier One Valet
    Indianapolis, IN
  • 08/2021 → 05/2025
    Butler University
    Indianapolis, IN
  • 03/2018 → 08/2021
    Lexus Of Rockford
    Rockford, IL
  • 05/2021 → 08/2021
    Amazon
    Rockford, IL
  • 08/2017 → 05/2021
    Rockford Christian Highschool
    Rockford, IL
  • 08/2013 → 05/2017
    Rockford Christian Middle School
    Rockford, IL
  • 01/2026 → Present
    Trinity Wealth Securities, Llc
    Charleston, SC
Other Businesses

Florida Financial Advisors (DBA Tristate Financial Advisors). Investment Related. 4969 Centre Pointe Drive, Suite 201 North Charleston, SC 29418. Nature of Business: RIA. Position: Financial Consultant. Start Date: 09/2025. Hours per Month: 160. Hours per Month During Trading Hours: 160. Investment Related Activities. Florida Financial Insurance, LLC (DBA Tristate Financial Advisors). Investment-Related. 4969 Centre Pointe Drive, Suite 201 North Charleston, SC 29418. Nature of Business: Insurance. Position: Independent Contractor. 09/2025. 10 hours per month during trading hours (approx.). Insurance producer involved in consumer sales Trinity Wealth Securities, LLC. Investment Related. 4969 Centre Pointe Drive, Suite 201 North Charleston, SC 29418. Nature of Business: Securities Sales. Position: Registered Representative. Start Date: 01/2026. Hours per Month: 160. Hours per Month During Trading Hours: 160. Investment Related Activities. Krazy Owl. Not investment related. 3157 Maybank Hwy, Johns Island, SC 29455. Nature of business: Food and beverage. Position: Server. Hours per month: 60. Start date: 5/2026. Duties: Waiter/Server. Taking orders, running food,

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2025-12-19
S65 Uniform Investment Adviser Law Examination 2025-08-14
  • S63 Uniform Securities Agent State Law Examination
    2025-12-19
  • S65 Uniform Investment Adviser Law Examination
    2025-08-14

View on SEC IAPD

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