Daniel Allen Doughty

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2013-08-02

TX RA
APPROVED

Since 2013-08-02

Branch Locations

Houston, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial Llc	Houston	TX	08/2013	Present

08/2013 → Present

Lpl Financial Llc

Houston, TX

Previous Registrations

2013-01-09 → 2013-08-05

Avidian Wealth Solutions

Houston, TX
2010-04-09 → 2013-01-08

Lucia Capital Group

San Diego, CA
2009-03-26 → 2010-10-20

Raymond J. Lucia Companies, Inc.

San Diego, CA
2009-03-02 → 2009-03-02

First Allied Securities, Inc.

San Diego, CA

Houston, TX
2005-08-23 → 2008-12-31

Securian Financial Services, Inc.

Houston, TX

Houston, TX

Other Businesses

1) 12/23/2014: New Heights Wealth Management - DBA for LPL Business (entity for LPL business) - Investment Related - 1256 W 18th St, Houston, TX 77008 - Start 12/22/2014 - 160 Hr/Mo; 6 Hours During Securities Trading - for business conducted through LPL 2) 5/21/2021 - TexHaus Holdings LLC - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date: 4/19/2021 - 4 Hours Per Month/0 Hours During Securities Trading - LLC is for Real Estate investments. 3) 01/08/2025- Megalodon Infrastructure and Assets, L.L.C.- Business Entity For Tax/Investment Purposes Only- Not INV Related- At Reported Business Location (s)- Start date 07/02/2024- 1 Hrs/Mth - 0 Hrs During Trading.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2005-08-16

S66 Uniform Combined State Law Examination

2005-08-16

View on SEC IAPD