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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-06-03 |
| CA | RA | APPROVED | 2025-03-03 |
Branch Locations
2900 Mission Street, San Francisco, CA 94110 • United States
2112 15Th St, San Francisco, CA 94114 • United States
4669 Mission St, San Francisco, CA 94112 • United States
299 Valencia St, San Francisco, CA 94103 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Us Bank | Denver | CO | 10/2011 | 07/2022 |
| Jpmorgan Chase Bank, N.A. | San Francisco | CA | 08/2022 | Present |
| J.P. Morgan Securities Llc | San Francisco | CA | 12/2024 | Present |
the name of the other business; Joe Sandoval whether the business is investment-related; No the address of the other business; 117 East 3rd Ave Denver CO 80203 the nature of the other business; Rental Property your position; Owner title, or relationship with the other business; Owner the start date of your relationship; 09/01/2022 the approximate number of hours/month you devote to the other business; 0 the number of hours you devote to the other business during securities trading hours; 0 and briefly describe your duties relating to the other business; management company is hired to conduct business on my behalf
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-02-27 |
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