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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-06-03
CA RA APPROVED 2025-03-03
  • TX RA
    APPROVED_RES
    Since 2025-06-03
  • CA RA
    APPROVED
    Since 2025-03-03

Branch Locations

2900 Mission Street, San Francisco, CA 94110 • United States

2112 15Th St, San Francisco, CA 94114 • United States

4669 Mission St, San Francisco, CA 94112 • United States

299 Valencia St, San Francisco, CA 94103 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Us Bank Denver CO 10/2011 07/2022
Jpmorgan Chase Bank, N.A. San Francisco CA 08/2022 Present
J.P. Morgan Securities Llc San Francisco CA 12/2024 Present
  • 10/2011 → 07/2022
    Us Bank
    Denver, CO
  • 08/2022 → Present
    Jpmorgan Chase Bank, N.A.
    San Francisco, CA
  • 12/2024 → Present
    San Francisco, CA
Other Businesses

the name of the other business; Joe Sandoval whether the business is investment-related; No the address of the other business; 117 East 3rd Ave Denver CO 80203 the nature of the other business; Rental Property your position; Owner title, or relationship with the other business; Owner the start date of your relationship; 09/01/2022 the approximate number of hours/month you devote to the other business; 0 the number of hours you devote to the other business during securities trading hours; 0 and briefly describe your duties relating to the other business; management company is hired to conduct business on my behalf

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-02-27
  • S66 Uniform Combined State Law Examination
    2025-02-27
Other Names
  • Joe A Sandoval
  • Joe Angel Sandoval

View on SEC IAPD

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