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Yining Shen

Pgim, Inc.

Harrison, NJ

Newark, NJ

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Current Employers
Pgim, Inc.

655 Broad St., Newark, NJ 07102 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2026-05-21
  • NJ RA
    APPROVED
    Since 2026-05-21

Branch Locations

Harrison, NJ • United States

655 Broad St., Newark, NJ 07102 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hays New York NY 12/2024 04/2025
Amazon New York NY 03/2018 10/2024
Sotheby's New York NY 10/2015 03/2017
Ubs Financial Services New York NY 04/2025 12/2025
Self-Employed Boston MA 03/2017 03/2018
Pgim Inc Newark NJ 12/2025 Present
Prudential Investment Management Services Llc Newark NJ 12/2025 Present
  • 12/2024 → 04/2025
    Hays
    New York, NY
  • 03/2018 → 10/2024
    Amazon
    New York, NY
  • 10/2015 → 03/2017
    Sotheby's
    New York, NY
  • 04/2025 → 12/2025
    Ubs Financial Services
    New York, NY
  • 03/2017 → 03/2018
    Self-Employed
    Boston, MA
  • 12/2025 → Present
    Pgim Inc
    Newark, NJ
  • 12/2025 → Present
    Prudential Investment Management Services Llc
    Newark, NJ
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-03-08
  • S66 Uniform Combined State Law Examination
    2025-03-08
Other Names
  • Yining Shen
  • Jenny Shen

View on SEC IAPD

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