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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-12-10
NJ RA APPROVED 2025-11-21
  • TX RA
    APPROVED
    Since 2025-12-10
  • NJ RA
    APPROVED
    Since 2025-11-21

Branch Locations

1100-1800 American Blvd Ci Client Services, Pennington, NJ 08534 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thinkequity Llc New York NY 12/2024 02/2025
Reliasource Inc. Baltimore MD 08/2023 08/2024
California Cryobank New York NY 03/2023 03/2024
Us Army Fort Devens MA 07/2021 08/2023
Us Army Fort Totten NY 08/2023 08/2024
American University Of Sharjah Sharjah 03/2018 09/2020
Syracuse University Syracuse NY 09/2012 12/2016
Unemployed New York NY 08/2024 12/2024
Unemployed Syracuse NY 09/2020 12/2020
Merrill Lynch, Pierce, Fenner & Smith Incorporated Pennington NJ 10/2025 Present
Us Army Fort Leonard Wood MO 12/2020 04/2021
Unemployed New York NY 02/2025 10/2025
Us Army Fort Benning GA 04/2021 07/2021
Tile Co Llc Syracuse NY 12/2016 03/2018
  • 12/2024 → 02/2025
    Thinkequity Llc
    New York, NY
  • 08/2023 → 08/2024
    Reliasource Inc.
    Baltimore, MD
  • 03/2023 → 03/2024
    California Cryobank
    New York, NY
  • 07/2021 → 08/2023
    Us Army
    Fort Devens, MA
  • 08/2023 → 08/2024
    Us Army
    Fort Totten, NY
  • 03/2018 → 09/2020
    American University Of Sharjah
    Sharjah
  • 09/2012 → 12/2016
    Syracuse University
    Syracuse, NY
  • 08/2024 → 12/2024
    Unemployed
    New York, NY
  • 09/2020 → 12/2020
    Unemployed
    Syracuse, NY
  • 10/2025 → Present
    Pennington, NJ
  • 12/2020 → 04/2021
    Us Army
    Fort Leonard Wood, MO
  • 02/2025 → 10/2025
    Unemployed
    New York, NY
  • 04/2021 → 07/2021
    Us Army
    Fort Benning, GA
  • 12/2016 → 03/2018
    Tile Co Llc
    Syracuse, NY
Other Businesses

I*3610266 Entity Type: For Profit Name of OBA: None Address: Princeton, New Jersey, 8540 Investment Related: No Position, Title, Association: Other Employee Start Date: 02/06/2026 Number of Hours: 0 Number of Hours during trading: 0 Duties: I will own oil/gas/mineral royalties. Passive royalty income

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-10-24
S63 Uniform Securities Agent State Law Examination 2025-02-14
  • S66 Uniform Combined State Law Examination
    2025-10-24
  • S63 Uniform Securities Agent State Law Examination
    2025-02-14

View on SEC IAPD

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