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Current Employers
Citizens Securities, Inc.

One Citizens Bank Way Jcb135, Johnston, RI 02919 • United States

Current Registrations

AuthorityCategoryStatusDate
RI RA APPROVED 2025-02-13
  • RI RA
    APPROVED
    Since 2025-02-13

Branch Locations

772 Boylston Street Ma497, Boston, MA 02199 • United States

200 Station Drive, Westwood, MA 02090 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citizens Bank, N.A. Providence RI 10/2024 Present
Whitney Peak Capital Boston MA 09/2021 06/2024
Scs Financial Boston MA 04/2014 01/2021
Citizens Securities, Inc. Boston MA 12/2024 Present
Unemployed Harvard MA 06/2024 10/2024
Umeployed Harvard MA 01/2021 09/2021
  • 10/2024 → Present
    Citizens Bank, N.A.
    Providence, RI
  • 09/2021 → 06/2024
    Whitney Peak Capital
    Boston, MA
  • 04/2014 → 01/2021
    Scs Financial
    Boston, MA
  • 12/2024 → Present
    Boston, MA
  • 06/2024 → 10/2024
    Unemployed
    Harvard, MA
  • 01/2021 → 09/2021
    Umeployed
    Harvard, MA
Other Businesses

Harvard Conservation Trust - participate in Board of Trustee meetings. Volunteer - zero compensation. 3 hours/month. Start date: 12/2023.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-12-04
  • S66 Uniform Combined State Law Examination
    2024-12-04
Designations

View on SEC IAPD

Other Firms

Other Investors

Other Offices

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