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Wayne Christopher Cummings

Columbia Management Investment Advisers, LLC

Phoenix, AZ

Boston, MA

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Current Employers
Columbia Management Investment Advisers, Llc

290 Congress Street, Boston, MA 02210 • United States

Current Registrations

AuthorityCategoryStatusDate
OR RA APPROVED 2025-05-13
CO RA APPROVED 2025-04-24
HI RA APPROVED 2025-04-24
ID RA APPROVED 2025-04-24
LA RA APPROVED 2025-04-24
NV RA APPROVED 2025-04-24
NM RA APPROVED 2025-04-24
TX RA APPROVED_RES 2025-04-24
UT RA APPROVED 2025-04-24
WA RA APPROVED 2025-04-24
CA RA APPROVED 2025-04-23
AZ RA APPROVED 2011-03-24
  • OR RA
    APPROVED
    Since 2025-05-13
  • CO RA
    APPROVED
    Since 2025-04-24
  • HI RA
    APPROVED
    Since 2025-04-24
  • ID RA
    APPROVED
    Since 2025-04-24
  • LA RA
    APPROVED
    Since 2025-04-24
  • NV RA
    APPROVED
    Since 2025-04-24
  • NM RA
    APPROVED
    Since 2025-04-24
  • TX RA
    APPROVED_RES
    Since 2025-04-24
  • UT RA
    APPROVED
    Since 2025-04-24
  • WA RA
    APPROVED
    Since 2025-04-24
  • CA RA
    APPROVED
    Since 2025-04-23
  • AZ RA
    APPROVED
    Since 2011-03-24

Branch Locations

Phoenix, AZ • United States

290 Congress Street, Boston, MA 02210 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Seligman Advisors, Inc. New York NY 07/2007 Present
Riversource Investments Minneapolis MN 11/2008 Present
Columbia Management Investment Distributors, Inc. Boston MA 07/2009 Present
Columbia Management Investment Advisers, Llc Boston MA 07/2009 Present
  • 07/2007 → Present
    Seligman Advisors, Inc.
    New York, NY
  • 11/2008 → Present
    Riversource Investments
    Minneapolis, MN
  • 07/2009 → Present
    Columbia Management Investment Distributors, Inc.
    Boston, MA
  • 07/2009 → Present
    Columbia Management Investment Advisers, Llc
    Boston, MA
Previous Registrations
  • 2007-04-02 → 2007-05-25
    Morgan Stanley & Co. Llc
    Toms River, NJ
  • 2005-08-12 → 2007-04-02
    Morgan Stanley Dw Inc.
    Toms River, NJ
    Toms River, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-08-11
  • S66 Uniform Combined State Law Examination
    2005-08-11
Other Names
  • Wayne Cummings

View on SEC IAPD

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