Best Investors
Account
Sign in
655 9Th Street, Des Moines, IA 50309 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2025-04-15 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Volkswagen Of Des Moines | Johnston | IA | 01/2024 | 01/2025 |
| Glen Oaks Country Club | Johnston | IA | 10/2023 | 01/2024 |
| Wasabi | Johnston | IA | 08/2023 | 09/2023 |
| Vizypay | Waukee | IA | 01/2023 | 12/2023 |
| Tyson Foods | Perry | IA | 03/2017 | 01/2021 |
| Mercedes=Benz Of Des Moines | Urbandale | IA | 01/2022 | 12/2022 |
| Karl'S Pre-Owned | Des Moines | IA | 10/2021 | 12/2021 |
| Karl Chevrolet Of Stuart | Stuart | IA | 01/2021 | 10/2021 |
| Chipotle | Ames | IA | 09/2019 | 11/2019 |
| Nike Discount Store | Williamsburg | IA | 08/2018 | 10/2018 |
| Panera Bread | Iowa City | IA | 10/2018 | 11/2018 |
| Iowa Machine Shed | Urbandale | IA | 02/2017 | 08/2017 |
| Fareway Grocery Store | Perry | IA | 08/2015 | 05/2016 |
| Associate Staffing | Des Moines | IA | 01/2025 | 04/2025 |
| Principal Securities, Inc. | Des Moines | IA | 01/2025 | Present |
| Unemployed - Seasonal Work At Tyson Foods (Summer Break, Winter) | Perry | IA | 08/2017 | 08/2018 |
| Unemployed - Worked At Tyson Foods During Summer/Winter Break | Perry | IA | 11/2018 | 09/2019 |
| Unemployed | Perry | IA | 05/2016 | 03/2017 |
| Principal Advised Services | Des Moines | IA | 04/2025 | Present |
| Principal Life Insurance Co | Des Moines | IA | 04/2025 | Present |
**PRINCIPAL BANK POSITION: AVP - Advice, Education & Sales NATURE: Bank/Credit Union/Financial Institution Arrangement INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 04/07/2025 ADDRESS: 711 High St, Des Moines IA 50392, United States DESCRIPTION: Principal role includes accountability for sales of bank deposit products. **PRINCIPAL ADVISED SERVICES POSITION: Retirement Consultant NATURE: RIA or IAR outside of PSI INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 04/07/2025 ADDRESS: 711 High St, DES MOINES IA 50309, United States DESCRIPTION: As a Principal Advised Services IAR, I offer one-on-one investment advice to Principal retirement plan participants when eligible for a distribution at benefit event. The investment advice is a recommendation as to which of the retirement plan participant's four distribution options is in their best interest.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-03-21 |
Reach out to this advisor