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Current Employers
Principal Advised Services

655 9Th Street, Des Moines, IA 50309 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2025-04-15
  • IA RA
    APPROVED
    Since 2025-04-15

Branch Locations

Des Moines, IA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Volkswagen Of Des Moines Johnston IA 01/2024 01/2025
Glen Oaks Country Club Johnston IA 10/2023 01/2024
Wasabi Johnston IA 08/2023 09/2023
Vizypay Waukee IA 01/2023 12/2023
Tyson Foods Perry IA 03/2017 01/2021
Mercedes=Benz Of Des Moines Urbandale IA 01/2022 12/2022
Karl'S Pre-Owned Des Moines IA 10/2021 12/2021
Karl Chevrolet Of Stuart Stuart IA 01/2021 10/2021
Chipotle Ames IA 09/2019 11/2019
Nike Discount Store Williamsburg IA 08/2018 10/2018
Panera Bread Iowa City IA 10/2018 11/2018
Iowa Machine Shed Urbandale IA 02/2017 08/2017
Fareway Grocery Store Perry IA 08/2015 05/2016
Associate Staffing Des Moines IA 01/2025 04/2025
Principal Securities, Inc. Des Moines IA 01/2025 Present
Unemployed - Seasonal Work At Tyson Foods (Summer Break, Winter) Perry IA 08/2017 08/2018
Unemployed - Worked At Tyson Foods During Summer/Winter Break Perry IA 11/2018 09/2019
Unemployed Perry IA 05/2016 03/2017
Principal Advised Services Des Moines IA 04/2025 Present
Principal Life Insurance Co Des Moines IA 04/2025 Present
  • 01/2024 → 01/2025
    Volkswagen Of Des Moines
    Johnston, IA
  • 10/2023 → 01/2024
    Glen Oaks Country Club
    Johnston, IA
  • 08/2023 → 09/2023
    Wasabi
    Johnston, IA
  • 01/2023 → 12/2023
    Vizypay
    Waukee, IA
  • 03/2017 → 01/2021
    Tyson Foods
    Perry, IA
  • 01/2022 → 12/2022
    Mercedes=Benz Of Des Moines
    Urbandale, IA
  • 10/2021 → 12/2021
    Karl'S Pre-Owned
    Des Moines, IA
  • 01/2021 → 10/2021
    Karl Chevrolet Of Stuart
    Stuart, IA
  • 09/2019 → 11/2019
    Chipotle
    Ames, IA
  • 08/2018 → 10/2018
    Nike Discount Store
    Williamsburg, IA
  • 10/2018 → 11/2018
    Panera Bread
    Iowa City, IA
  • 02/2017 → 08/2017
    Iowa Machine Shed
    Urbandale, IA
  • 08/2015 → 05/2016
    Fareway Grocery Store
    Perry, IA
  • 01/2025 → 04/2025
    Associate Staffing
    Des Moines, IA
  • 01/2025 → Present
    Principal Securities, Inc.
    Des Moines, IA
  • 08/2017 → 08/2018
    Unemployed - Seasonal Work At Tyson Foods (Summer Break, Winter)
    Perry, IA
  • 11/2018 → 09/2019
    Unemployed - Worked At Tyson Foods During Summer/Winter Break
    Perry, IA
  • 05/2016 → 03/2017
    Unemployed
    Perry, IA
  • 04/2025 → Present
    Des Moines, IA
  • 04/2025 → Present
    Principal Life Insurance Co
    Des Moines, IA
Other Businesses

**PRINCIPAL BANK POSITION: AVP - Advice, Education & Sales NATURE: Bank/Credit Union/Financial Institution Arrangement INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 04/07/2025 ADDRESS: 711 High St, Des Moines IA 50392, United States DESCRIPTION: Principal role includes accountability for sales of bank deposit products. **PRINCIPAL ADVISED SERVICES POSITION: Retirement Consultant NATURE: RIA or IAR outside of PSI INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 04/07/2025 ADDRESS: 711 High St, DES MOINES IA 50309, United States DESCRIPTION: As a Principal Advised Services IAR, I offer one-on-one investment advice to Principal retirement plan participants when eligible for a distribution at benefit event. The investment advice is a recommendation as to which of the retirement plan participant's four distribution options is in their best interest.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-03-21
  • S66 Uniform Combined State Law Examination
    2025-03-21
Other Names
  • David Cardenas Ramirez
  • David Cardenas Ramirez
  • David Cardenas Cardenas Ramirez

View on SEC IAPD

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