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Palm Beach Gardens, FL • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2025-03-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Grimm Group | Palm Beach Gardens | FL | 02/2021 | Present |
| The Fan-Brand Inc | Fairview | PA | 10/2018 | Present |
| Grimm Industries Inc | Fairview | PA | 06/2012 | Present |
99 Tartans, LLC -Investment Related -6401 Penn Avenue, Floor 3 Pittsburgh, PA, 15206 -99 Tartans is a student run investment syndicate acting as a follow on investor in early funding for Carnegie Mellon University affiliated startup companies -MBA Partner and Director of Investment Relations -Started February 2024 -Per Month Hours: 6 -Hours per month during security trading hours: 4 -As an MBA partner we field deals that come in and work with the founder to organize their pitch night which is where they will pitch to the investing LP's. Following that our role is to facilitate the SPV if they meet the minimum investment threshold of the LP's. Additionally in my role as director of investment relations is to organize the first year in review investment letter recapping the year which will be distributed to the LP's. Trailer Jack 360 -Non-Investment Related -510 Tuscarora Rd Mars, PA 16406 -Trailer Jack 360 holds the patent for a trailer product invention being sold at retail by Lowe's, Tractor Supply, U-Haul, among others. -Founder and CEO -Started in February 2021 -Per Month Hours: 4 -Hours per month during security trading hours: 0 -I have to check on the status of the patent a couple of times a year and occasionally email our factory we receive product from in China during business hours for China. The Fan-Brand Inc. -Non-Investment Related -8475 Middle Road Fairview, PA 16415 -The Fan-Brand holds the licenses for sports related hardgood products being sold by Fanatics, Amazon, Academy Sports, among others. -Founder and CEO -Started in October 2018 -Per Month Hours: 15 -Hours per month during security trading hours: 4 -Quarterly/Monthly I have to file royalty reports for each of the league licenses, check EDI connections have no errors and converse with our contract manufacturer.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-11-25 |
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