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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-12-22
  • TX RA
    APPROVED
    Since 2025-12-22

Branch Locations

2100 Ross Ave Ci Client Management, Dallas, TX 75201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Deloitte Denver CO 07/2021 08/2024
Curesupport Las Vegas NV 06/2020 08/2020
University Of Denver Denver CO 08/2020 06/2021
Cfc Associate Denver CO 08/2019 06/2020
University Of Denver Denver CO 09/2018 08/2019
Church Of Jesus Christ Of Latter Day Saints Mcallen TX 05/2015 06/2017
Fisher Investments Dallas TX 09/2024 03/2025
Brigham Young University Rexburg ID 09/2017 04/2018
Nevada Ready Mix Las Vegas NV 05/2018 09/2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated Dallas TX 09/2025 Present
King Proppants Dallas TX 03/2025 09/2025
Bank Of America, N.A. Dallas TX 12/2025 Present
  • 07/2021 → 08/2024
    Deloitte
    Denver, CO
  • 06/2020 → 08/2020
    Curesupport
    Las Vegas, NV
  • 08/2020 → 06/2021
    University Of Denver
    Denver, CO
  • 08/2019 → 06/2020
    Cfc Associate
    Denver, CO
  • 09/2018 → 08/2019
    University Of Denver
    Denver, CO
  • 05/2015 → 06/2017
    Church Of Jesus Christ Of Latter Day Saints
    Mcallen, TX
  • 09/2024 → 03/2025
    Dallas, TX
  • 09/2017 → 04/2018
    Brigham Young University
    Rexburg, ID
  • 05/2018 → 09/2018
    Nevada Ready Mix
    Las Vegas, NV
  • 09/2025 → Present
    Dallas, TX
  • 03/2025 → 09/2025
    King Proppants
    Dallas, TX
  • 12/2025 → Present
    Bank Of America, N.A.
    Dallas, TX
Previous Registrations
Other Businesses

I*4052275, Entity Type: , Name of OBA: Rental Property 1, Address: Denver, Colorado, 80204, Investment Related: N, Position, Title, Association: Co-owner with other family members, Employee Start Date: 08/12/2024, No Hours: 0 Yearly, No Hours during Trading: 0 Yearly, Duties: I*4052276, Entity Type: , Name of OBA: Rental Property 2, Address: Denver, Colorado, 80211, Investment Related: N, Position, Title, Association: Co-owner with other family members, Employee Start Date: 10/10/2023, No Hours: 0 Yearly, No Hours during Trading: 0 Yearly, Duties:

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2025-06-23
S65 Uniform Investment Adviser Law Examination 2025-01-16
  • S63 Uniform Securities Agent State Law Examination
    2025-06-23
  • S65 Uniform Investment Adviser Law Examination
    2025-01-16
Other Names
  • Tom Randall
  • Thomas Randall

View on SEC IAPD

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