Antwun Jarod Fleming

Ubs Financial Services Inc.

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Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
TN	RA	APPROVED	2025-12-09

TN RA
APPROVED

Since 2025-12-09

Branch Locations

1200 Harbor Boulevard, Weehawken, NJ 07086 • UNITED STATES

315 Deaderick Street Suite 500, Nashville, TN 37238 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc	Nashville	TN	01/2025	Present
Amazon	Clarksville	TN	08/2023	01/2025
Target	Clarksville	TN	07/2021	01/2025
Wendys	Clarksville	TN	06/2016	07/2021

01/2025 → Present

Ubs Financial Services Inc

Nashville, TN
08/2023 → 01/2025

Amazon

Clarksville, TN
07/2021 → 01/2025

Target

Clarksville, TN
06/2016 → 07/2021

Wendys

Clarksville, TN

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2025-12-09

S66 Uniform Combined State Law Examination

2025-12-09

View on SEC IAPD

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