Connor Thomas Prendergast

Current Employers

Florida Financial Advisors, Llc

6550 W Hillsborough Avenue Suite 130, Tampa, FL 33634 • United States

Current Registrations

Authority	Category	Status	Date
LA	RA	APPROVED	2025-08-14
FL	RA	APPROVED	2024-12-03
SC	RA	APPROVED	2024-11-27

LA RA
APPROVED

Since 2025-08-14
FL RA
APPROVED

Since 2024-12-03
SC RA
APPROVED

Since 2024-11-27

Branch Locations

4969 Centre Point Drive Suite 201, North Charleston, SC 29418 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Florida Financial Advisors Dba Tristate Financial Advisors	Charleston	SC	11/2024	Present
Spectrum Pension Consultants	Tacoma	WA	06/2022	07/2024
Unemployed	Raleigh	NC	09/2021	05/2022
Nyc Department Of Investigations	New York	NY	03/2018	09/2021
Oscar Health	New York	NY	08/2017	02/2018
Vibranalysis Inc.	New York	NY	04/2017	06/2017
Fanduel	New York	NY	09/2014	10/2016
Unemployed	New York	NY	11/2016	03/2017
Kiawah Island Ocean Course	Charleston	SC	09/2024	11/2025

11/2024 → Present

Florida Financial Advisors Dba Tristate Financial Advisors

Charleston, SC
06/2022 → 07/2024

Spectrum Pension Consultants

Tacoma, WA
09/2021 → 05/2022

Unemployed

Raleigh, NC
03/2018 → 09/2021

Nyc Department Of Investigations

New York, NY
08/2017 → 02/2018

Oscar Health

New York, NY
04/2017 → 06/2017

Vibranalysis Inc.

New York, NY
09/2014 → 10/2016

Fanduel

New York, NY
11/2016 → 03/2017

Unemployed

New York, NY
09/2024 → 11/2025

Kiawah Island Ocean Course

Charleston, SC

Other Businesses

Florida Financial Advisors (DBA Tristate Financial Advisors). Investment Related. 4969 Centre Pointe Drive, Suite 201 North Charleston, SC 29418. Nature of Business: RIA. Position: Financial Consultant. Start Date: 01/2026. Hours per Month: 160. Hours per Month During Trading Hours: 160. Investment Related Activities. Florida Financial Insurance, LLC (DBA Tristate Financial Advisors). Investment-Related. 4969 Centre Pointe Drive, Suite 201 North Charleston, SC 29418. Nature of Business: Insurance. Position: Independent Contractor. 01/2026. 10 hours per month during trading hours (approx.). Insurance producer involved in consumer sales

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2024-11-11

S65 Uniform Investment Adviser Law Examination

2024-11-11

Other Names

Connor Prendergast

View on SEC IAPD