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Lawrence, NJ • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2025-07-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cim Securities, Llc | Wall Township | NJ | 03/2025 | 05/2025 |
| College Of New Jersey | Ewing | NJ | 09/2023 | Present |
| American Pools | Edison | NJ | 06/2024 | Present |
| Scotch Plains Ymca | Scotch Plains | NJ | 10/2021 | 02/2026 |
| Westfield Memorial Pool | Westfield | NJ | 06/2021 | 08/2021 |
| Clark Community Pool | Clark | NJ | 06/2021 | 08/2021 |
| Acme | Clark | NJ | 04/2021 | 06/2021 |
| Arthur L. Johnson High School | Clark | NJ | 09/2019 | 06/2023 |
| Whole Foods | Princeton | NJ | 06/2025 | Present |
| Tcm Investment Management | Clark | NJ | 11/2024 | Present |
| Carl H. Kumpf Middle School | Clark | NJ | 09/2015 | 08/2019 |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2024-11-19 |
| S65 | Uniform Investment Adviser Law Examination | 2024-10-30 |
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