Lei Duan

Current Employers

Employment History

• 02/2016 → 09/2019
  Plante Moran, Pllc
  Chicago, IL
• 01/2020 → 01/2022
  Maxwell Locke & Ritter, Llp
  Austin, TX
• 01/2022 → 02/2023
  Kpmg
  Houston, TX
• 06/2022 → 09/2022
  Open Door Investment Advisors, Inc.
  Austin, TX
• 02/2023 → Present
  Open Door Investment Advisors, Inc.
  Austin, TX
• 09/2019 → 01/2020
  Open Door Investment Advisors, Inc.
  Austin, TX

Other Businesses

Name of the business: Maxwell Locke & Ritter LLP Whether the business is investment related: No The address of the other business: 401 Congress Ave. STE 2000, Austin, TX 78701 Nature of the other business: Accounting firm My position: Contractor - financial due diligence manager Title: Independent contractor The start date of this relationship: February 2024 Approximate hours per month: Insignificant. Currently inactive. Number of hours I devote during trading hours: minimal, maybe 2 hours a week as needed. Description of duty: This work is consulting in nature, and not involved with investment decision making. I was one of MLR's due diligence managers before. They asked me to manage projects for them when I have downtime. I am paid by the hour, and I have full autonomy over my hours. If and when I pick up a project, my responsibilities primarily include managing associates assigned to different tasks, review associate work, monitor project progress, and discussions with clients. My current involvement is minimal. There is no mandatory meetings / hour commitment in this role for me. I work primarily outside of market hours as I review associate work after they are done with their day. Sometimes I attend discussions with clients during the day, but I have flexibility in scheduling those calls. This work does not affect my commitment to my current role.

Exams

• S65 Uniform Investment Adviser Law Examination
  2025-11-07

Designations