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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2026-05-13 |
| KY | RA | APPROVED | 2025-06-05 |
| TN | RA | APPROVED | 2025-06-05 |
Branch Locations
3805 Wyndsong Trail, Lexington, KY 40514 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Llc | Lexington | KY | 11/2024 | Present |
| Simmons Hanly Conroy | Alton | IL | 10/2023 | 11/2024 |
| Case Works | Austin | TX | 10/2018 | 04/2023 |
| Sabbatical | Nashville | TN | 04/2023 | 10/2023 |
| Dr. Ann Shippy, Md Internal Medicine | Austin | TN | 08/2016 | 10/2018 |
Outside Employment; Geraldine Gordon & Associates; paid by Geraldine Gordon & Associates for role as AFA; Manage advisory business; 3805 Wyndsong Trail, , Lexington, KY, 40514; Investment-Related; 03/10/2025; 60 hours per month; 60 during trading hours / KALAS; RP Delegate work for AMP; Manage advisory business; 12309 Warner Dr. , , Goshen, KY, 40026; Investment-Related; 11/07/2025; 40 to 59 hours per month; 40 to 59 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-06-05 |
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