Best Investors
Account
Sign in
Best Investors
Account
Sign in
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2014-04-10 |
| CA | RA | APPROVED | 2014-04-01 |
Branch Locations
1331 N California Blvd, Walnut Creek, CA 94596 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Inc | Walnut Creek | CA | 03/2014 | Present |
| Bank Of America, N.A. | Walnut Creek | CA | 10/2021 | Present |
I*: 418946 For profit or not for profit: For-Profit Organization Name: BEAUTYCOUNTER Investment related: No Address of business: SANTA MONICA, California 90401 Start date of relationship: 10/29/2019 Number of hours devoted: 1 hour Monthly Number of hours devoted during trading hours: 0 Duties: I WILL BE AN INDEPENDENT CONSULTANT FOR A SKINCARE/MAKE-UP LINE. THIS IS A DIRECT SALES COMPANY AND I WILL BE WORKING ON MY OWN TIME OUTSIDE OF MY MERRILL LYNCH WORK HOURS. I*1615264For profit or not for profit: Name of outside business organization: Olive Tree People Inc Investment related: No Address of business: Santa Monica, CA Nature of business: Position, title, association: Consultant/Independent Contractor Start date of relationship: 12/14/2023Number of hours devoted: 4 monthly Number of hours devoted during trading hours: 0 Duties: Independent Consultant selling skincare and wellness products I*1958263 Entity Type: For Profit Name of OBA Shaklee Corporation Address: Miami,FL,33137 Investment Related: No Position, Title, Association: Consultant/Independent Contractor Employee Start Date: 08/12/2024 No Hours: 1 WEEKLY No Hours during trading: 0 Duties: Shaklee is a company selling cleaner safer home products, beauty and personal care, and vitamin supplements. I will be an Independent Consultant on my own time outside of work hours I*: 2586286 Entity Type: Charitable Name of OBA: AMERICAN ASSOCIATION OF UNIVERSITY WOMEN SAN RAMON BRANCH Address: San Ramon, CA 94583 Investment Related: No Position, Title, Association: Committee, Board Member Employee Start Date: 07/01/2025 Number of Hours: 50 hrs annually Number of Hours during trading: 0 Duties: VOLUNTEER POSITION WITH NO ACCESS TO FUNDS OR INVESTMENT DECISIONS. AAUW PROVIDES SCHOLARSHIPS TO LOCAL GIRLS PURSUING HIRING EDUCATION. Hold regular meetings, organize fundraising efforts, review scholarship applications
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-04-07 |
Reach out to this advisor