Zachary Diaz

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Albuquerque, NM

Albuquerque, NM

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Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2025-03-06
NM	RA	APPROVED	2025-02-12

TX RA
APPROVED_RES

Since 2025-03-06
NM RA
APPROVED

Since 2025-02-12

Branch Locations

6201 San Mateo Blvd Ne, Albuquerque, NM 87109 • United States

2011 Juan Tabo Blvd Ne, Albuquerque, NM 87112 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Rio Rancho	NM	10/2020	Present
Wells Fargo	Albuquerque	NM	10/2017	10/2020
Lowe's Cc Associate	Albuquerque	NM	01/2017	03/2017
Unemployed	Albuquerque	NM	02/2016	01/2017
Unemployed	Albuquerque	NM	03/2017	10/2017
Bank Of America, N.A.	Rio Rancho	NM	02/2025	Present

10/2020 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Rio Rancho, NM
10/2017 → 10/2020

Wells Fargo

Albuquerque, NM
01/2017 → 03/2017

Lowe's Cc Associate

Albuquerque, NM
02/2016 → 01/2017

Unemployed

Albuquerque, NM
03/2017 → 10/2017

Unemployed

Albuquerque, NM
02/2025 → Present

Bank Of America, N.A.

Rio Rancho, NM

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2024-04-05

S66 Uniform Combined State Law Examination

2024-04-05

Other Names

Zachary Santana Diaz

View on SEC IAPD

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