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Tatiana Bustamante-Rodriguez

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Westlake Village, CA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-05-07
CA RA APPROVED 2025-03-20
  • TX RA
    APPROVED
    Since 2025-05-07
  • CA RA
    APPROVED
    Since 2025-03-20

Branch Locations

2815 Townsgate Rd, Westlake Village, CA 91361 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Camarillo CA 09/2018 Present
Keller Williams Realty Group Calabasas CA 08/2017 08/2018
Unemployed Studying For Re And Notary Licenses Sherman Oaks CA 03/2017 07/2017
Flemings Prime Steak House And Wine Bar El Segundo CA 08/2013 02/2017
  • 09/2018 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Camarillo, CA
  • 08/2017 → 08/2018
    Keller Williams Realty Group
    Calabasas, CA
  • 03/2017 → 07/2017
    Unemployed Studying For Re And Notary Licenses
    Sherman Oaks, CA
  • 08/2013 → 02/2017
    Flemings Prime Steak House And Wine Bar
    El Segundo, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-03-18
  • S66 Uniform Combined State Law Examination
    2025-03-18
Other Names
  • Tatiana Bustamante

View on SEC IAPD

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Other Offices

MANCHESTER FINANCIAL INC · WESTLAKE VILLAGE, CA
EAGLE STRATEGIES LLC · WESTLAKE VILLAGE, CA
RKS MANAGEMENT, INC. · WESTLAKE VILLAGE, CA
MERCER GLOBAL ADVISORS INC. · Westlake Village, CA
LPL FINANCIAL LLC · WESTLAKE VILLAGE, CA
MML INVESTORS SERVICES, LLC · WESTLAKE VILLAGE, CA
EDWARD JONES · Westlake Village, CA
CARMANDALIAN FINANCIAL GROUP, LLC · WESTLAKE VILLAGE, CA

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