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Peter Charles Kofflin

Morgan Stanley

East Lansing, MI

Jackson, MI

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-04-08
MI RA APPROVED 2015-08-12
  • TX RA
    APPROVED
    Since 2020-04-08
  • MI RA
    APPROVED
    Since 2015-08-12

Branch Locations

2900 West Road Suite 300, East Lansing, MI 48823 • United States

3101 Spring Arbor Road Suite 400, Jackson, MI 49203 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Jackson MI 06/2009 Present
Morgan Stanley Private Bank, N.A New York NY 12/2021 Present
  • 06/2009 → Present
    Morgan Stanley
    Jackson, MI
  • 12/2021 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-08-10
S63 Uniform Securities Agent State Law Examination 2007-03-05
  • S66 Uniform Combined State Law Examination
    2015-08-10
  • S63 Uniform Securities Agent State Law Examination
    2007-03-05

View on SEC IAPD

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Other Offices

WELLS FARGO CLEARING SERVICES, LLC · EAST LANSING, MI
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC · EAST LANSING, MI
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · East Lansing, MI
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INTEGRATED WEALTH CONCEPTS LLC · EAST LANSING, MI
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