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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2026-02-09 |
Branch Locations
1709 Heckle Blvd, Rock Hill, SC 29732 • United States
550 S Tryon St 44Th & 45Th Fls, Charlotte, NC 28202 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| New York Life Insurance Company | Charlotte | NC | 02/2025 | 01/2026 |
| Carolina Premium Beverage | Charlotte | NC | 05/2015 | 01/2025 |
| Nylife Securities Llc | Charlotte | NC | 06/2025 | 01/2026 |
| Wells Fargo Clearing Services, Llc | Rock Hill | SC | 01/2026 | Present |
| Wells Fargo Bank, Na | Rock Hill | SC | 12/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2026-02-09 |
| S63 | Uniform Securities Agent State Law Examination | 2025-07-21 |
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