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8 Third Street North, Great Falls, MT 59401 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2023-01-09 |
Branch Locations
Louisville, KY • United States
1550 Market Street Suite 300, Denver, CO 80202 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hilliard Lyons | Louisville | KY | 08/2006 | 07/2017 |
| Hilliard Lyons | Louisville | KY | 07/2017 | 05/2018 |
| Jjb Hilliard Wl Lyons Llc | Louisville | KY | 05/2018 | 01/2023 |
| Robert W. Baird & Co. Incorporated | Louisville | KY | 10/2019 | 01/2023 |
| D.A. Davidson & Co. | Louisville | KY | 01/2023 | Present |
1) Trustee for relative's trust, no invest-related activities, 1 hr/month total with 0 hrs during trading hrs, duties include administering the trust. 2) FINRA DISPUTE RESOLUTION SERVICES; INVESTMENT RELATED; NEW YORK, NY; CORPORATION; NON-PUBLIC ARBITRATOR; START 4/29/15; 3 HR/MO; NO TIME DEVOTED DURING SECURITIES TRADING HOURS; RESOLVE SECURITIES AND BUSINESS DISPUTES.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-08-30 |
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