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Current Employers
D.A. Davidson & Co.

8 Third Street North, Great Falls, MT 59401 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2023-01-09
  • KY RA
    APPROVED
    Since 2023-01-09

Branch Locations

Louisville, KY • United States

1550 Market Street Suite 300, Denver, CO 80202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hilliard Lyons Louisville KY 08/2006 07/2017
Hilliard Lyons Louisville KY 07/2017 05/2018
Jjb Hilliard Wl Lyons Llc Louisville KY 05/2018 01/2023
Robert W. Baird & Co. Incorporated Louisville KY 10/2019 01/2023
D.A. Davidson & Co. Louisville KY 01/2023 Present
  • 08/2006 → 07/2017
    Hilliard Lyons
    Louisville, KY
  • 07/2017 → 05/2018
    Hilliard Lyons
    Louisville, KY
  • 05/2018 → 01/2023
    Jjb Hilliard Wl Lyons Llc
    Louisville, KY
  • 10/2019 → 01/2023
    Louisville, KY
  • 01/2023 → Present
    Louisville, KY
Previous Registrations
Other Businesses

1) Trustee for relative's trust, no invest-related activities, 1 hr/month total with 0 hrs during trading hrs, duties include administering the trust. 2) FINRA DISPUTE RESOLUTION SERVICES; INVESTMENT RELATED; NEW YORK, NY; CORPORATION; NON-PUBLIC ARBITRATOR; START 4/29/15; 3 HR/MO; NO TIME DEVOTED DURING SECURITIES TRADING HOURS; RESOLVE SECURITIES AND BUSINESS DISPUTES.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-08-30
  • S66 Uniform Combined State Law Examination
    2007-08-30
Other Names
  • Curtis Mccubbin

View on SEC IAPD

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