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Anthony John Markham

Northern Trust Securities, Inc.

Gilbert, AZ

Tempe, AZ

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Current Employers
Northern Trust Securities, Inc.

333 S. Wabash Avenue 34Th Floor, Chicago, IL 60604 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2024-08-23
TX RA APPROVED 2022-01-28
  • AZ RA
    APPROVED
    Since 2024-08-23
  • TX RA
    APPROVED
    Since 2022-01-28

Branch Locations

Gilbert, AZ • United States

2190 E. Elliot Road Suite 100, Tempe, AZ 85284 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northern Trust Securities Inc Houston TX 02/2010 11/2020
Pruco Securities Llc Houston TX 11/2020 01/2022
The Prudential Insurance Company Of America Houston TX 02/2021 01/2022
Northern Trust Securities, Inc. Houston TX 01/2022 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-01-20
S63 Uniform Securities Agent State Law Examination 2008-01-12
  • S66 Uniform Combined State Law Examination
    2015-01-20
  • S63 Uniform Securities Agent State Law Examination
    2008-01-12
Other Names
  • Tony Markham
  • Anthony J Markham
  • Anthony Markham

View on SEC IAPD

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