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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-05-05
PA RA APPROVED 2013-03-14
  • TX RA
    APPROVED_RES
    Since 2020-05-05
  • PA RA
    APPROVED
    Since 2013-03-14

Branch Locations

100 Front Street Suite 600, West Conshohocken, PA 19428 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc West Conshohocken PA 03/2015 Present
Morgan Stanley Private Bank, N.A New York NY 06/2019 Present
  • 03/2015 → Present
    Morgan Stanley Smith Barney Llc
    West Conshohocken, PA
  • 06/2019 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
  • 2011-07-20 → 2013-06-17
    West Capital Management, Inc.
    Philadelphia, PA
  • 2010-04-21 → 2011-03-15
    Mfp Strategies
    Bethlehem, PA
  • 2006-04-07 → 2006-07-14
    Allentown, PA
    Bethlehem, PA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-08-02
  • S66 Uniform Combined State Law Examination
    2018-08-02
Other Names
  • Kara Schomber
  • Kara E Schomber

View on SEC IAPD

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